PA
Philip T. Alford
ON INVESTMENT MANAGEMENT CO | Investment Consultant
Blountville, TN 37617
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CRD#: 6622770
PA
Professional summary
Philip Thomas Alford, CFP®, who also goes by Philip T Alford, Philip Alford, is a registered financial advisor currently at ON INVESTMENT MANAGEMENT CO located in Blountville, Tennessee and THE O.N. EQUITY SALES COMPANY located in Blountville, Tennessee.
Philip is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Philip has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
I help clients co-create financial plans to help them visualize their goals through retirement analysis and investment guidance in an environment of candor with empathy.
Question & Answer
What are your service offerings?
Budgeting
Comprehensive Financial Planni...
Investment Planning
Are you a "fiduciary"?
Yes
Aliases
Philip T Alford | Philip Alford
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
PHILIP ALFORD IS A LICENSED INSURANCE AGENT AND IS ENTITLED TO RECEIVE COMMISSIONS OR OTHER REMUNERATION ON THE SALE OF INSURANCE PRODUCTS IN HIS INDIVIDUAL CAPACITY. HE SPENDS LESS THAN 5 HOURS PER MONTH ON THIS ACTIVITY, MAINLY DURING BUSINESS HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Philip Thomas Alford's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2022
Education
William Carey College
Bachelor of Business Administration - Business Administration
2015
Experience
Current
June 30, 2025 - Present
ON INVESTMENT MANAGEMENT CO
Office #1: 1810 Highway 394, Blountville, TN 37617RIA
CRD#: 105662
Blountville, TN
Current
June 30, 2025 - Present
THE O.N. EQUITY SALES COMPANY
Office #1: 1810 Highway 394, Blountville, TN 37617BD
CRD#: 2936
Blountville, TN
Past
May 16, 2025 - June 23, 2025
EDWARD JONES
BD
CRD#: 250
ELIZABETHTON, TN
Past
April 21, 2025 - June 23, 2025
EDWARD JONES
RIA
CRD#: 250
ELIZABETHTON, TN
Past
February 14, 2023 - April 21, 2025
VALUES FIRST ADVISORS, INC.
RIA
CRD#: 148532
GRAY, TN
Past
June 30, 2020 - December 7, 2022
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
JOHNSON CITY, TN
Past
June 23, 2020 - December 6, 2022
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
JOHNSON CITY, TN
Past
June 6, 2016 - May 14, 2020
EDWARD JONES
RIA
CRD#: 250
MORGANTON, NC
Past
May 5, 2016 - May 14, 2020
EDWARD JONES
BD
CRD#: 250
MORGANTON, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/7/2025)
IAR
Arizona(10/31/2025)
RR
Arkansas(7/9/2025)
RR
Georgia(7/10/2025)
RR
Kentucky(7/1/2025)
RR
Louisiana(6/30/2025)
RR
Mississippi(7/11/2025)
RR
North Carolina(7/7/2025)
RR
Oklahoma(6/30/2025)
RR
Tennessee(6/30/2025)
IAR
Tennessee(6/30/2025)
IAR
Texas(6/30/2025)
RR
Virginia(7/1/2025)
IAR
Virginia(10/29/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One Financial Way, Cincinnati, OH 45242
Mailing Address
P.o. Box 371, Cincinnati, OH 45201-0371
Phone number
(855) 262-0913
Established
Firm type
Fiscal year end
# of Employees
3,193
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ON INVESTMENT MANAGEMENT CO
Investment ConsultantCRD#: 105662Blountville, TN 37617TRUST BUT VERIFY
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