TG
Thomas J. Gagnon
FIRST COMMAND ADVISORY SERVICES
Cheyenne, WY
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CRD#: 6621894
TG
Professional summary
Thomas J Gagnon is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in Cheyenne, Wyoming and FIRST COMMAND BROKERAGE SERVICES, INC. located in Cheyenne, Wyoming.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Thomas has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)Name of the other business: Wyoming Air National Guard ; Whether the business is investment-related: Not Investment-related ; Address of the other business: 217 Dell Range Blvd., Cheyenne, WY 82007 ; Nature of the other business: Military ; Your position, title, or relationship with the other business: Air Liaison Officer ; The start date of your relationship: 12/28/1993 ; The approximate number of hours/month you devote to the other business: Over 40 ; The number of hours you devote to the other business during securities trading hours: Over 40 ; Briefly describe your duties relating to the other business: Primary Advisor for Air Operations in Wyoming to the Assistant Adjutant General/Air Component Commander for the Wyoming Military Department. (2)Name of the other business: Matthew 25:21 LLC ; Whether the business is investment-related: Yes ; Address of the other business: 137 Kornegay Ct., Cheyenne, WY 82009 ; Nature of the other business: Owner/Sole/Partner ; Your position, title, or relationship with the other business: Owner ; The start date of your relationship: Aug 15, 2017 ; The approximate number of hours/month you devote to the other business: over 40 ; The number of hours you devote to the other business during securities trading hours: over 40 ; Briefly describe your duties relating to the other business: Owner of LLC doing business First Command Independent Contractor (3)Name of the other business: Upward Vector ; Whether the business is investment-related: No ; Address of the other business: 3420 Campfire Trail Cheyenne, WY 82001 ; Nature of the other business: Other OBA ; Your position, title, or relationship with the other business: Management Support ; The start date of your relationship: 01/01/20 ; The approximate number of hours/month you devote to the other business: 6 - 10 ; The number of hours you devote to the other business during securities trading hours: 1 - 5 ; Briefly describe your duties relating to the other business: This is my wife's business that is expanding into a joint venture with other companies to provide management and contract support to a variety of private and governmental organizations. As they expand I will provide support to make sure the contracts are coordinated and meet the business objectives of the joint venture. (4)Name of the other business: BR-549, LLC ; Whether the business is investment-related: No ; Address of the other business: 137 Kornegay Ct Cheyenne, WY, 82009 ; Nature of the other business: Real Estate/Rental Property ; Your position, title, or relationship with the other business: Owner ; The start date of your relationship: 5/26/2022 ; The approximate number of hours/month you devote to the other business: 6 to 10 ; The number of hours you devote to the other business during securities trading hours: 6 to 10 ; Briefly describe your duties relating to the other business: LLC formed as partnership to purchase the building in which we operate First Command Financial Services in the Cheyenne location.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas J Gagnon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 13, 2016 - Present
FIRST COMMAND ADVISORY SERVICES
Office #2: 137 Kornegay Court, Cheyenne, WY 82009RIA
CRD#: 281958
Cheyenne, WY
Current
May 24, 2016 - Present
FIRST COMMAND BROKERAGE SERVICES, INC.
Office #1: 137 Kornegay Court, Cheyenne, WY 82009BD
CRD#: 3641
Cheyenne, WY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FIRST COMMAND ADVISORY SERVICES
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
RIA
Registered Investment Advisory firm - (7/28/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Colorado(7/13/2016)
RR
Colorado(1/3/2017)
RR
Idaho(1/5/2021)
RR
Montana(10/29/2018)
RR
New Mexico(9/21/2020)
RR
Tennessee(9/26/2022)
RR
Utah(3/9/2021)
RR
Wyoming(7/13/2016)
IAR
Wyoming(7/30/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FC
FIRST COMMAND ADVISORY SERVICES
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
RIA
Registered Investment Advisory firm - (7/28/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1 Firstcomm Plaza, Fort Worth, TX 76109
Mailing Address
Po Box 2387, Fort Worth, TX 76113-2387
Phone number
(817) 731-8621
Established
Firm type
Fiscal year end
# of Employees
1,787
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 110,166 |
| AUM (Assets Under Management) | $ 22,090,760,499 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
