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Thomas J Gagnon

FIRST COMMAND ADVISORY SERVICES
Cheyenne, WY
·CRD# 6621894·10 years experience

Professional Summary

Thomas J Gagnon is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in Cheyenne, Wyoming and FIRST COMMAND BROKERAGE SERVICES, INC. located in Cheyenne, Wyoming. Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Thomas has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

10 years in the financial services industry

Current & Past Employments

FIRST COMMAND ADVISORY SERVICES·CRD# 281958
RIA
137 Kornegay Court, Cheyenne, WY 82009
July 13, 2016 - Present
FIRST COMMAND BROKERAGE SERVICES, INC.·CRD# 3641
BD
137 Kornegay Court, Cheyenne, WY 82009
May 24, 2016 - Present

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Current Firm

FC
FIRST COMMAND ADVISORY SERVICES

FIRST COMMAND ADVISORY SERVICES

CRD#: 281958 / SEC#: 801-56942
RIA
Registered Investment Advisory firm - SEC (7/28/2005 Approved)

Contact Information

Main Address

1 Firstcomm Plaza, Fort Worth, TX 76109

Mailing Address

Po Box 2387, Fort Worth, TX 76113-2387

Phone Number

(817) 731-8621

# of Employees

1,787

SEC notice filing (52 States and Territories)

Registered to provide investment advisory services in 52 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WRAP PROGRAM BROCHURE (6/24/2026)

Regulatory Assets Under Management

Total Number of Accounts

113,591

AUM (Assets Under Management)

$24,429,418,155

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1)Name of the other business: Matthew 25:21 LLC ; Whether the business is investment-related: Yes ; Address of the other business: 137 Kornegay Ct., Cheyenne, WY 82009 ; Nature of the other business: Owner/Sole/Partner ; Your position, title, or relationship with the other business: Owner ; The start date of your relationship: Aug 15, 2017 ; The approximate number of hours/month you devote to the other business: over 40 ; The number of hours you devote to the other business during securities trading hours: over 40 ; Briefly describe your duties relating to the other business: Owner of LLC doing business First Command Independent Contractor
(2)Name of the other business: Upward Vector ; Whether the business is investment-related: No ; Address of the other business: 3420 Campfire Trail Cheyenne, WY 82001 ; Nature of the other business: Other OBA ; Your position, title, or relationship with the other business: Management Support ; The start date of your relationship: 01/01/20 ; The approximate number of hours/month you devote to the other business: 6 - 10 ; The number of hours you devote to the other business during securities trading hours: 1 - 5 ; Briefly describe your duties relating to the other business: This is my wife's business that is expanding into a joint venture with other companies to provide management and contract support to a variety of private and governmental organizations. As they expand I will provide support to make sure the contracts are coordinated and meet the business objectives of the joint venture.
(3)Name of the other business: BR-549, LLC ; Whether the business is investment-related: No ; Address of the other business: 137 Kornegay Ct Cheyenne, WY, 82009 ; Nature of the other business: Real Estate/Rental Property ; Your position, title, or relationship with the other business: Owner ; The start date of your relationship: 5/26/2022 ; The approximate number of hours/month you devote to the other business: 6 to 10 ; The number of hours you devote to the other business during securities trading hours: 6 to 10 ; Briefly describe your duties relating to the other business: LLC formed as partnership to purchase the building in which we operate First Command Financial Services in the Cheyenne location.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FIRST COMMAND ADVISORY SERVICES

FIRST COMMAND ADVISORY SERVICES

CRD#: 281958 / SEC#: 801-56942
RIA
Registered Investment Advisory firm - SEC (7/28/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
IAR
Colorado
(7/13/2016)
RR
Colorado
(1/3/2017)
RR
Idaho
(1/5/2021)
RR
Montana
(10/29/2018)
RR
New Mexico
(9/21/2020)
RR
Tennessee
(9/26/2022)
RR
Utah
(3/9/2021)
RR
Wyoming
(7/13/2016)
IAR
Wyoming
(7/30/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jul 2016About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 2016About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Thomas J Gagnon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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