Conor J. Williams
Professional summary
Conor Joseph Williams, who also goes by Conor Williams, is a registered financial professional currently at BROWN, GIBBONS, LANG & COMPANY SECURITIES, LLC located in Chicago, Illinois.
Conor is registered as a RR (Registered Representative) and started their career in finance in 2016. Conor has worked at 6 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Conor Joseph Williams's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 2, 2024 - Present
BROWN, GIBBONS, LANG & COMPANY SECURITIES, LLC
Office #1: 980 North Michigan Avenue Suite 1800, Chicago, IL 60611July 6, 2022 - January 3, 2024
B. RILEY SECURITIES, INC.
October 30, 2019 - August 11, 2022
FOCALPOINT SECURITIES, LLC
December 11, 2017 - October 14, 2019
CITY CAPITAL ADVISORS, LLC
February 2, 2017 - September 5, 2017
BAKER TILLY CAPITAL, LLC
May 3, 2016 - December 27, 2016
CRONUS PARTNERS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/5/2024)
Exams
FINRA
Current Firm
BROWN, GIBBONS, LANG & COMPANY SECURITIES, LLC
CRD#: 29540 / SEC#: , 8-44816
Contact information
FINRA licenses (14 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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