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FIRM PROFILE
Overview
HOULIHAN LOKEY CAPITAL, INC. is located at 10250 Constellation Boulevard 5th Floor, Los Angeles, CA 90067 and was first established at Los Angeles, California in 01/09/1996. After operating for 30 years, HOULIHAN LOKEY CAPITAL, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of HOULIHAN LOKEY CAPITAL, INC.’s clients are individuals and 0% of their clients are high net worth individuals. HOULIHAN LOKEY CAPITAL, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at HOULIHAN LOKEY CAPITAL, INC. are registered to handle securities or provide financial advice. The firm has 2 disclosures, 2 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access HOULIHAN LOKEY CAPITAL, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at HOULIHAN LOKEY CAPITAL, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for HOULIHAN LOKEY CAPITAL, INC. Comes From
Understanding the Statistics for HOULIHAN LOKEY CAPITAL, INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
10250 Constellation Boulevard 5th Floor, Los Angeles, CA 90067
10250 Constellation Boulevard 5th Floor, Los Angeles, CA 90067
Large
(310) 553-8871
California since 01/09/1996
Corporation
March
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| HOULIHAN LOKEY AMERICAS (HOLDINGS) LLC | DIRECT OWNER OF HOULIHAN LOKEY CAPITAL, INC. | ||
| ADELSON, SCOTT JOSEPH | PRESIDENT/CEO AND DIRECTOR (HLI) | 2147111 | |
| ALLEY, JAMES LINDSEY | TREASURER/CHIEF FINANCIAL OFFICER (HLI) | 2394515 | |
| BEISER, SCOTT LEE | VICE PRESIDENT/CO-CHAIRMAN AND DIRECTOR (HLI) | 2026185 | |
| BEN-CANAAN, MARC AVI | CCO/AMLCO | 4885345 | |
| CRAIN, CHRISTOPHER MADISON | SECRETARY/GENERAL COUNSEL | ||
| TANIGUCHI, EDWARD NEAL | CHIEF FINANCIAL OFFICER, FINOP | 4632869 | |
| YAMARONE, CHARLES ANTHONY III | CHIEF CORP.GOVERNANCE & COMPLIANCE OFFICER, HLI | 2190400 |
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Advisor's working at HOULIHAN LOKEY CAPITAL, INC.
Asher Max Dauer
Joshua Friedman
Andrew Robert Schlitz
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