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Andrej Bolkovic

CRD# 6621302·Registered 2016 - 2022
Previously Registered: Being a previously registered professional could mean that Andrej is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Andrej Bolkovic was a registered financial advisor. Andrej was a previously registered financial professional and started their career in finance 2016 - 2022. Andrej had worked at 2 firms and has passed the Series 63, SIE, Series 57, Series 3, Series 7, Series 4 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

10 years in the financial services industry

Current & Past Employments

AKUNA SECURITIES LLC·CRD# 159041
BD
Chicago, IL
March 17, 2021 - September 9, 2022
ABN AMRO CLEARING USA LLC·CRD# 14020
BD
Chicago, IL
April 26, 2016 - December 18, 2020

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Current Firm

AS
AKUNA SECURITIES LLC

AKUNA SECURITIES LLC

CRD#: 159041 / SEC#: 8-68957
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

333 S. Wabash Ave. Suite 2600, Chicago, IL 60604

Mailing Address

333 S. Wabash Ave. Suite 2600, Chicago, IL 60604

Phone Number

(312) 994-4640

Established

Delaware since 08/12/2011

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

Documents

Direct owners and executive officers

NamePositionCRD#
AKUNA TRADING LLCMANAGER—
ALEXIEVA, NELI MIHAYLOVACFO6854926
DUCKWORTH, RYAN JAMESCEO5970652
HYER, THOMAS MICHAELCHIEF RISK OFFICER5916927
JAVIER TORRES, CHRISTINA MARIECCO, AML-CO6618037
RIP, OLGAFINOP5440553

Disclosures

Regulatory Event

7

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2016About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 57 — Securities Trader Exam

Passed May 2017About the Series 57 exam

Series 3 — National Commodity Futures Examination

Passed Jun 2016About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Apr 2016About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Jul 2017About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed May 2016About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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