Rodney C. Peters

PETERS WEALTH GROUP

WESTERVILLE, OH 43082

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CRD#: 6620746

Professional summary

Rodney Charles Peters is a registered financial advisor currently at PETERS WEALTH GROUP located in Westerville, Ohio.

Rodney is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Rodney has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rodney Charles Peters's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 12, 2021 - Present

PETERS WEALTH GROUP

Office #1: 470 Olde Worthington Road #200, Westerville, OH 43082

RIA

CRD#: 316813

WESTERVILLE, OH

Past

September 2, 2021 - January 12, 2022

AEGIS WEALTH MANAGEMENT, INC.

RIA

CRD#: 301990

GUTHRIE CENTER, IA

Past

March 26, 2019 - August 27, 2021

EASTWIND CAPITAL WEALTH MANAGEMENT

RIA

CRD#: 146957

WESTERVILLE, OH

Past

September 22, 2016 - March 22, 2019

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

COLUMBUS, OH

Past

August 18, 2016 - March 22, 2019

PARK AVENUE SECURITIES LLC

CRD#: 46173

COLUMBUS, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(11/12/2021)

IAR

Texas
(1/31/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/6/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/25/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/6/2017

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/18/2016

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PETERS WEALTH GROUP

PETERS MANAGEMENT GROUP LLC | PETERS WEALTH GROUP

CRD#: 316813 / SEC#:

Ohio

Registered Investment Advisory firm - (11/12/2021 Approved)

Texas

Registered Investment Advisory firm - (1/19/2022 Conditional Restricted)

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Contact information

Main Address

470 Olde Worthington Road #200, Westerville, OH 43082

Mailing Address

Phone number

(614) 865-2111

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	153
AUM (Assets Under Management)	$ 27,887,325

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Rodney C. Peters

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rodney Charles Peters's CRS (Customer Relationship Summary).

Certified licenses

Experience

AEGIS WEALTH MANAGEMENT, INC.

EASTWIND CAPITAL WEALTH MANAGEMENT

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/6/2017

Series 63

Date: 9/25/2017

SIE

Date: 10/1/2018

Series 7

Date: 2/6/2017

Series 6

Date: 8/18/2016

Current Firm

PETERS WEALTH GROUP

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PETERS WEALTH GROUP

TRUST BUT VERIFY

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