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Daniel S. Desalva
CETERA INVESTMENT ADVISERS LLC
GEORGETOWN, CT 06829
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CRD#: 6620444
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Professional summary
Daniel Stryker Desalva, who also goes by Dan Stryker Desalva, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Georgetown, Connecticut and CETERA WEALTH SERVICES, LLC located in Georgetown, Connecticut.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Daniel has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dan Stryker Desalva
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 7/2018 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, AND LONG-TERM CARE 2) NAME OF OTHER BUSINESS: GEORGETOWN FINANCIAL GROUP, INC. INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: GEORGETOWN FINANCIAL GROUP, INC. IS A REGIONAL OFFICE (OSJ) FOR CETERA ADVISOR NETWORKS LLC. IT IS ALSO A BROKERAGE GENERAL AGENCY (BGA) FOR LIFE INSURANCE, LONG TERM CARE INSURANCE, DISABILITY INCOME INSURANCE, & FIXED ANNUITIES. START DATE: 4/2018 POSITION/TITLE/RELATIONSHIP: : BROKERAGE REPRESENTATIVE APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: WORK ON THE INTERNAL SALES DESK AT GFG. I PROVIDE SALES ILLUSTRATIONS & PRODUCT INFORMATION ON NON-VARIABLE LIFE & HEALTH INSURANCE PRODUCTS TO AGENTS & BROKERS THAT GFG SUPPORTS. I ALSO SELL NON-VARIABLE LIFE & HEALTH INSURANCE TO MY OWN CLIENTS. 3) NAME OF OTHER BUSINESS: AIMCOR, LLC ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FIXED INSURANCE ; START DATE: 10/2019 ; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER ; APX NUMBER OF HOURS PER WEEK: 20 APX NUMBER OF HOURS DURING TRADING HOURS : 20 ; BRIEF DESCRIPTION OF DUTIES: PROVIDE GUIDANCE ON OPERATIONS, STRATEGIC INITIATIVES, RELATIONSHIPS WITH INSURANCE COS, NEW MEMBER RECRUITMENT, APPLICATIONS & MARKETING ; 4) NAME OF OTHER BUSINESS: AIMCOR ENTERPRISE INSURANCE GROUP (EIG) ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FIXED INSURANCE ; START DATE: 10/2019 ; POSITION/TITLE/RELATIONSHIP: REGIONAL SALES DIRECTOR ; APX NUMBER OF HOURS PER WEEK: 8-10 ; APX NUMBER OF HOURS DURING TRADING HOURS: 8-10 ; BRIEF DESCRIPTION OF DUTIES: PROVIDE GUIDANCE ON OPERATIONS, STRATEGIC INITIATIVES, RELATIONSHIPS WITH INSURANCE COMPANIES, RECRUITMENT, APPLICATIONS AND MARKETING ; 5) NAME OF OTHER BUSINESS: WESTERN CONNECTICUT ESTATE & TAX PLANNING COUNCIL; INVESTMENT RELATED: NO; ADDRESS: 36 HUNTINGTOWN RD NEWTOWN, CT 06470 NATURE OF BUSINESS: NON PROFIT; START DATE: 08/2024; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: MANAGE QUARTERLY MEETINGS, WORK WITH BOARD TO OBTAIN SPEAKERS, SECURE VENUES, PROMOTE MEMBERSHIP;
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Stryker Desalva's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 73 Redding Rd, Georgetown, CT 06829RIA
CRD#: 105644
GEORGETOWN, CT
Current
September 10, 2018 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 73 Redding Rd, Georgetown, CT 06829BD
CRD#: 13572
Georgetown, CT
Past
January 12, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
GEORGETOWN, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(2/28/2025)
RR
Connecticut(3/12/2019)
IAR
Connecticut(6/29/2023)
RR
New Hampshire(10/25/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Georgetown, CT 06829TRUST BUT VERIFY
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