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VJ

Vaibhav Jain

FORESIDE FINANCIAL SERVICES

Pune, 411057

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CRD#: 6620384

Professional summary

Vaibhav Jain is a registered financial professional currently at FORESIDE FINANCIAL SERVICES, LLC and FORESIDE GLOBAL SERVICES, LLC .

Vaibhav is registered as a RR (Registered Representative) and started their career in finance in 2021. Vaibhav has worked at 11 firms and has passed the Series 66, Series 7TO, SIE, Series 4 and Series 24 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Vaibhav Jain's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 1, 2026 - Present

FORESIDE FINANCIAL SERVICES, LLC

Office #1: Survey No.154/6 3rd Floor, Nob Building Hinjawadi Phase 1 Rd, Blue Ridge, Pune, 411057

BD

CRD#: 148477

Pune,

Current

September 1, 2026 - Present

FORESIDE GLOBAL SERVICES, LLC

Office #1: Survey No.154/6 3rd Floor, Nob Building Hinjawadi Phase 1 Rd, Blue Ridge, Pune, 411057

BD

CRD#: 147382

Pune,

Current

September 1, 2026 - Present

IMST DISTRIBUTORS, LLC

Office #1: Survey No.154/6 3rd Floor, Nob Building Hinjawadi Phase 1 Rd, Blue Ridge, Pune, 411057

BD

CRD#: 130745

Pune,

Current

September 1, 2026 - Present

QUASAR DISTRIBUTORS, LLC

Office #1: Survey No.154/6 3rd Floor, Nob Building Hinjawadi Phase 1 Rd, Blue Ridge, Pune, 411057

BD

CRD#: 103848

Pune,

Current

September 1, 2026 - Present

FORESIDE FUND SERVICES, LLC

Office #1: Survey No.154/6 3rd Floor, Nob Building Hinjawadi Phase 1 Rd, Blue Ridge, Pune, 411057

BD

CRD#: 46106

Pune,

Current

September 1, 2026 - Present

FORESIDE FUNDS DISTRIBUTORS LLC

Office #1: Survey No.154/6 3rd Floor, Nob Building Hinjawadi Phase 1 Rd, Blue Ridge, Pune, 411057

BD

CRD#: 31334

Pune,

Past

January 12, 2026 - July 2, 2026

ONE GROWTH SECURITIES LLC

BD

CRD#: 310890

Noida, Uttar Pradesh,

Past

February 10, 2023 - November 20, 2025

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

PUNE MAHARASHTRA,

Past

February 6, 2023 - November 20, 2025

PRINCIPAL SECURITIES, INC.

BD

CRD#: 1137

PUNE MAHARASHTRA,

Past

June 29, 2022 - December 17, 2022

CETERA ADVISORS LLC

BD

CRD#: 10299

HYDERABAD, HAFEEZPET,

Past

May 13, 2022 - December 17, 2022

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

GACHIBOWLI, HYDHYDERABAD, HAFEEZPET,

Past

September 17, 2021 - September 8, 2022

FIRST ALLIED SECURITIES, INC.

BD

CRD#: 32444

HYDERABAD, HAFEEZPET,

Past

September 17, 2021 - December 17, 2022

CETERA WEALTH SERVICES, LLC

BD

CRD#: 13572

GACHIBOWLI, HYDHYDERABAD, HAFEEZPET,

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR

Maine
(9/1/2026)

Exams

State Security Law Exam

RR

IAR

Series 66

Date: 5/13/2022

Uniform Combined State Law Examination

General Industry/Product Exam

RR

Series 7TO

Date: 8/16/2021

General Securities Representative Examination

General Industry/Product Exam

RR

SIE

Date: 11/25/2019

Securities Industry Essentials Examination

Principal/Supervisory Exam

RR

Series 4

Date: 6/3/2024

Registered Options Principal Examination

Principal/Supervisory Exam

RR

Series 24

Date: 12/1/2021

General Securities Principal Examination

SRO Registrations

RR

FINRA

Current Firm

FF

FORESIDE FUNDS DISTRIBUTORS LLC

440 FINANCIAL DISTRIBUTORS, INC. | PFPC DISTRIBUTORS, INC. | FORESIDE FUNDS DISTRIBUTORS LLC | FIRST DATA DISTRIBUTORS, INC. | BNY MELLON DISTRIBUTORS LLC | BNY MELLON DISTRIBUTORS INC.

CRD#: 31334 / SEC#: , 8-45467

BD

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone number

(866) 251-6920

Established

Delaware since 01/30/2012

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
FORESIDE DISTRIBUTORS LLC	DIRECTOR OWNER/SOLE MEMBER
BRUNNER, JENNIFER ANNE	VP/CHIEF COMPLIANCE OFFICER	1137783
COWAN, TERESA MARIA KAZMIERSKI	PRESIDENT/MANAGER/DIRECTOR	1544189
EDELMAN, GABRIEL	SECRETARY	6654419
LA FOND, SUSAN LORENE	TREASURER	4512785
LANZA, CHRISTOPHER CONTE	VICE PRESIDENT	2184856
MACCHIA, KATE SCHENDEL	VICE PRESIDENT	4863973
SOMMERS, WESTON	CFO/FINOP	5290145

Red Flags

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Company Information

FORESIDE FUNDS DISTRIBUTORS LLC

CRD#: 31334Pune 411057

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