Franklin S. Lee
Professional summary
Franklin Song Lee, who also goes by Franklin Lee, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Franklin is registered as a RR (Registered Representative) and started their career in finance in 2016. Franklin has worked at 3 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Franklin Song Lee's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 8, 2024 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901March 16, 2022 - September 6, 2023
OSAIC FA, INC.
February 22, 2022 - September 6, 2023
OSAIC FA, INC.
June 30, 2016 - January 2, 2019
PRUCO SECURITIES, LLC.
April 6, 2016 - January 2, 2019
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/8/2024)
Exams
Series 7TO
Date: 2/22/2022
General Securities Representative ExaminationFINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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