Alexander C. Lindquist
Professional summary
Alexander Carl Lindquist is a registered financial professional currently at SEB SECURITIES, INC. located in New York, New York.
Alexander is registered as a RR (Registered Representative) and started their career in finance in 2016. Alexander has worked at 2 firms and has passed the Series 63, Series 79TO, SIE, Series 57, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alexander Carl Lindquist's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 4, 2019 - Present
SEB SECURITIES, INC.
Office #1: 66 Hudson Boulevard 28th Floor, New York, NY, 10001Office #2: 66 Hudson Boulevard 28th Floor, New York, NY, 10001June 20, 2016 - May 28, 2019
FEARNLEY SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/12/2023)
(10/2/2023)
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(10/12/2023)
(10/13/2023)
(10/12/2023)
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(10/12/2023)
Exams
Series 79TO
Date: 11/16/2019
Investment Banking Registered Representative ExaminationFINRA
Current Firm
SEB SECURITIES, INC.
CRD#: 23710 / SEC#: , 8-40644
Contact information
FINRA licenses (11 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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