Cody P. O'malley
STRATEGIC ADVISERS LLC | Financial Consultant
TIMNATH, CO
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CRD#: 6618321
Professional summary
Cody P. O'malley, CFP®, who also goes by Cody O'malley, Cody Platzer Omalley, Cody Omalley, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Timnath, Colorado and FIDELITY BROKERAGE SERVICES LLC located in Tucson, Arizona.
Cody is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Cody has worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.
Biography
I help individuals and their families develop a strategy to create, identify and monitor their life goals. These life goals determine how we build a financial plan together and what steps need to be taken to work toward these goals. Common areas of emphasis when building a financial plan are budgeting strategies, investment analysis, insurance planning, estate planning considerations and retirement income. I strive to hold myself and the individuals I work with to a standard of excellence.
Question & Answer
What are your service offerings?
Investment Planning
Retirement Planning
Retirement Income Management
Budgeting
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
Cody O'malley | Cody Platzer Omalley | Cody Omalley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-105574|OrgNmn:Timnath Middle School Assistant Coach|Org Addr:Timnath,Colorado,US|OBA Nature:This is to be approved to be a|Invst Rel:N|Title:Assistant Coach|Duties:I am coaching the sport of wrestling to 25-30 5th through 8th graders at Timnath Middle School. |StrtDt:|TotHrs/mon:30|TrdHrs/mon:0|OBA-101670|OrgNmn:Summit Movers, LLC|Org Addr:Ault,Colorado,US|OBA Nature:Summit Mover, LLC helps famili|Invst Rel:N|Title:Owner|Duties:Owner|StrtDt:|TotHrs/mon:20|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Cody P. O'malley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Education
New Jersey City University
Bachelor of Arts (BA) - Finance; Economics
2016
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 3001 E. Skyline Drive Suite 255, Tucson, AZ 85718-2106RIA
CRD#: 104555
TIMNATH, CO
Current
July 14, 2021 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 3001 E. Skyline Drive Suite 255, Tucson, AZ 85718BD
CRD#: 7784
Tucson, AZ
Past
September 7, 2021 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
FORT COLLINS, CO
Past
January 21, 2021 - June 18, 2021
THE LEADERS GROUP, INC.
BD
CRD#: 37157
Louisville, KY
Past
December 5, 2017 - January 7, 2021
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
BD
CRD#: 40178
FRANKLIN, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/6/2024)
RR
Alaska(1/6/2024)
RR
Arizona(7/28/2022)
RR
Arkansas(9/12/2022)
RR
California(1/6/2024)
RR
Colorado(7/14/2021)
IAR
Colorado(3/31/2025)
RR
Connecticut(1/6/2024)
RR
Delaware(1/6/2024)
RR
District of Columbia(1/6/2024)
RR
Florida(2/8/2023)
RR
Georgia(1/6/2024)
RR
Hawaii(1/6/2024)
RR
Idaho(1/6/2024)
RR
Illinois(5/6/2022)
RR
Indiana(3/4/2022)
RR
Iowa(1/6/2024)
RR
Kansas(9/9/2022)
RR
Kentucky(1/6/2024)
RR
Louisiana(7/8/2022)
RR
Maine(1/6/2024)
RR
Maryland(1/6/2024)
RR
Massachusetts(2/8/2023)
RR
Michigan(1/6/2024)
RR
Minnesota(1/6/2024)
RR
Mississippi(1/6/2024)
RR
Missouri(1/6/2024)
RR
Montana(1/6/2024)
RR
Nebraska(1/6/2024)
RR
Nevada(1/6/2024)
RR
New Hampshire(1/6/2024)
RR
New Jersey(1/6/2024)
RR
New Mexico(1/6/2024)
RR
New York(3/25/2023)
RR
North Carolina(1/6/2024)
RR
North Dakota(1/6/2024)
RR
Ohio(1/6/2024)
RR
Oklahoma(8/13/2021)
RR
Oregon(1/6/2024)
RR
Pennsylvania(1/6/2024)
RR
Puerto Rico(1/6/2024)
RR
Rhode Island(1/6/2024)
RR
South Carolina(1/6/2024)
RR
South Dakota(3/4/2022)
RR
Tennessee(2/13/2025)
RR
Texas(5/6/2022)
IAR
Texas(3/31/2025)
RR
Utah(3/25/2023)
RR
Vermont(1/6/2024)
RR
Virgin Islands(1/6/2024)
RR
Virginia(1/6/2024)
RR
Washington(1/6/2024)
RR
West Virginia(1/6/2024)
RR
Wisconsin(1/6/2024)
RR
Wyoming(8/13/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/22/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Timnath, COTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
