Xiwei Wang
Professional Summary
Xiwei Wang, who also goes by Annie Wang, is a registered financial advisor currently at FULCRUM CAPITAL MARKETS LLC located in Austin, Texas. Xiwei is registered as a RR (Registered Representative) and started their career in finance in 2016. Xiwei has worked at 1 firm and has passed the Series 99TO, SIE, Series 57 and Series 28 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Annie Wang
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
10 years in the financial services industry
Current & Past Employments
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Current Firm
FULCRUM CAPITAL MARKETS LLC
Contact Information
Main Address
111 Congress Avenue Suite 2550, Austin, TX 78701Mailing Address
111 Congress Avenue Suite 2550, Austin, TX 78701Phone Number
(512) 473-2776Established
Delaware since 09/20/2007Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (7 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed May 2016About the Series 28 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Xiwei Wang's CRS (Customer Relationship Summary).
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