Matthew A. Chlopek

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CRD#: 6615736

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Matthew Alexander Chlopek, who also goes by Matthew A Chlopek, Matthew Alexander Chlopek, Matthew Chlopek, was a registered financial professional .

Matthew is a previously registered financial professional and started their career in finance in 2016. Matthew had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Biography

Clients love Fidelity because of our stellar reputation, friendly associates, and the vast resources we offer. Clients love working with me because I take complex items like financial planning and investments, and break them down in a way that can be easily understood. This skill helps me empower our clients, so they can take the steps needed to reach their financial goals.

Question & Answer

Are you a "fiduciary"?

Aliases

Matthew A Chlopek | Matthew Alexander Chlopek | Matthew Chlopek

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. HBK Sorce Insurance LLC. Investment Related. 6603 Summit Dr. Canfield OH 44406. Insurance Agency. Insurance Agent. 03/2024. 5 hrs month/5 hrs during trading. Insurance sales.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Education

Roosevelt University

Bachelor of Science (BS) - Finance

2021

Experience

Past

April 4, 2024 - January 14, 2025

HBKS WEALTH ADVISORS

RIA

CRD#: 112139

Naples, FL

Past

April 13, 2021 - April 3, 2024

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

NAPLES, FL

Past

April 1, 2021 - April 3, 2024

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

NAPLES, FL

Past

April 12, 2016 - March 15, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

NORRIDGE, IL

Past

March 21, 2016 - March 15, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NORRIDGE, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HBKS WEALTH ADVISORS

CRD#: 112139 / SEC#: 801-60424

RIA

Registered Investment Advisory firm - (7/19/2001 Approved)

Ohio

Registered Investment Advisory firm - (11/28/2000 Terminated)

Pennsylvania

Registered Investment Advisory firm - (10/29/2001 Terminated)

Wyoming

Registered Investment Advisory firm - (11/9/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/11/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/21/2016

General Securities Representative Examination

Current Firm

HBKS WEALTH ADVISORS

CRD#: 112139 / SEC#: 801-60424

RIA

Registered Investment Advisory firm - (7/19/2001 Approved)

Ohio

Registered Investment Advisory firm - (11/28/2000 Terminated)

Pennsylvania

Registered Investment Advisory firm - (10/29/2001 Terminated)

Wyoming

Registered Investment Advisory firm - (11/9/2017 Terminated)

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Contact information

Main Address

2725 Colonial Ave, Erie, PA 16506

Mailing Address

Phone number

(814) 836-5776

Established

Firm type

Fiscal year end

# of Employees

109

SEC notice filing (30 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HBKS WEALTH ADVISORS ADV 2A 11-12-25 (11/12/2025)

Regulatory assets under management

Total Number of Accounts	21,190
AUM (Assets Under Management)	$ 7,661,939,874

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/25/2024	Cover Page	Report
07/28/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Matthew A. Chlopek

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Education

Roosevelt University

Experience

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY BROKERAGE SERVICES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

HBKS WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 4/11/2016

SIE

Date: 10/1/2018

Series 7

Date: 3/21/2016

Current Firm

HBKS WEALTH ADVISORS

Contact information

SEC notice filing (30 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

HBKS WEALTH ADVISORS

TRUST BUT VERIFY

Contact information

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