Glen E. Frost

FOUNDATION WEALTH & TAX ADVISORS

ANNAPOLIS, MD 21401

CRD#: 6615731

Some features on this profile are disabled

Professional summary

Glen Edward Frost, CFP® is a registered financial advisor currently at FOUNDATION WEALTH & TAX ADVISORS, LLC located in Annapolis, Maryland.

Glen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Glen has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Glen Edward Frost's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

February 11, 2022 - Present

FOUNDATION WEALTH & TAX ADVISORS, LLC

Office #1: 839 Bestgate Road Suite 400, Annapolis, MD 21401

RIA

CRD#: 317596

ANNAPOLIS, MD

Past

June 17, 2019 - November 3, 2022

BESTGATE WEALTH ADVISORS, LLC

RIA

CRD#: 301639

Edgewater, MD

Past

March 14, 2016 - February 19, 2019

COURT PLACE ADVISORS LLC

RIA

CRD#: 108545

Annapolis, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/8/2024)

IAR

Maryland
(2/11/2022)

IAR

Virginia
(8/24/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/16/2016

Uniform Investment Adviser Law Examination

Current Firm

FOUNDATION WEALTH & TAX ADVISORS, LLC

CRD#: 317596 / SEC#:

Florida

Registered Investment Advisory firm - (7/8/2024 Approved)

Maryland

Registered Investment Advisory firm - (2/11/2022 Approved)

North Carolina

Registered Investment Advisory firm - (2/28/2022 Approved)

South Carolina

Registered Investment Advisory firm - (4/16/2023 Approved)

Virginia

Registered Investment Advisory firm - (8/24/2023 Approved)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

839 Bestgate Road Suite 400, Annapolis, MD 21401

Mailing Address

839 Bestgate Road Suite 400, Annapolis, MD 21401

Phone number

+1 (888) 354-5899

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	212
AUM (Assets Under Management)	$ 49,348,002

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Miladin Lacarak

CHIMERA SECURITIES, LLC

NEW YORK, NY

Kyle Klatt

MML INVESTORS SERVICES, LLC

IAR

Tampa, FL

Cale Smith

BASTION FIDUCIARY

IAR

ISLAMORADA, FL

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Glen E. Frost

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Glen Edward Frost's CRS (Customer Relationship Summary).

Certified licenses

Experience

FOUNDATION WEALTH & TAX ADVISORS, LLC

BESTGATE WEALTH ADVISORS, LLC

COURT PLACE ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/16/2016

Current Firm

FOUNDATION WEALTH & TAX ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FOUNDATION WEALTH & TAX ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors