William J. Sauers

CETERA INVESTMENT ADVISERS LLC

Boca Raton, FL 33433

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CRD#: 6615105

Professional summary

William Jeremiah Sauers, who also goes by Will Sauers, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Boca Raton, Florida and CETERA WEALTH SERVICES, LLC located in Boca Raton, Florida.

William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. William has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Will Sauers

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) HIVE LLC - 10/1/2025 - Patrick SFB, FL - Contract Manager, Lead TASSC III service contract & manager team supporting the United States Space Force, Not Invt Rel, Military contracting, 100 hrs/mo; 100 hrs/mo (during trading hours). 2.) UNITED STATES AIR FORCE RESERVE - 11/17/09 - Homestead ARB, FL - Master Sergeant, Military reserve duties on drill one weekend a month, Not Invt Rel, Military, 20 hrs/mo; 0 hrs/mo (during trading hours). 3.) TLG ADVISORS INC - 11/07/2025 - 475 Springfield Avenue, Summit, NJ 07901 - IAR, Invt Rel, RA business, 40 hrs/mo; 40 hrs/mo (during trading hours).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Jeremiah Sauers's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 2, 2023 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 7284 W Palmetto Park Rd Ste 106, Boca Raton, FL 33433

RIA

CRD#: 105644

Boca Raton, FL

Current

October 2, 2023 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 7284 W Palmetto Park Rd Ste 106, Boca Raton, FL 33433

CRD#: 13572

Boca Raton, FL

Current

November 7, 2025 - Present

THE LEADERS GROUP, INC.

CRD#: 37157

West Palm Beach, FL

Past

July 11, 2022 - October 10, 2023

LPL FINANCIAL LLC

RIA

CRD#: 6413

VERO BEACH, FL

Past

July 11, 2022 - October 10, 2023

LPL FINANCIAL LLC

CRD#: 6413

VERO BEACH, FL

Past

November 16, 2020 - July 9, 2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PALM BEACH, FL

Past

November 16, 2020 - July 9, 2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

PALM BEACH, FL

Past

July 1, 2016 - November 25, 2020

MORGAN STANLEY

RIA

CRD#: 149777

WEST PALM BEACH, FL

Past

April 28, 2016 - November 25, 2020

MORGAN STANLEY

CRD#: 149777

WEST PALM BEACH, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Delaware
(10/2/2023)

Florida
(10/2/2023)

IAR

Florida
(10/4/2023)

Georgia
(10/2/2023)

New Jersey
(4/10/2024)

New York
(5/21/2024)

Pennsylvania
(10/11/2023)

Tennessee
(11/7/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/30/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/28/2016

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

William J. Sauers

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Jeremiah Sauers's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

THE LEADERS GROUP, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY

MORGAN STANLEY

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/30/2016

SIE

Date: 10/1/2018

Series 7

Date: 4/28/2016

FINRA

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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