KV
Karen E. Vaught
CONSOLIDATED PORTFOLIO REVIEW CORP
Key West, FL 33040
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CRD#: 6614508
KV
Professional summary
Karen Elizabeth Vaught, who also goes by Karen Elizabeth Blain, Karen Elizabeth Uram, Karen Vaught, is a registered financial advisor currently at CONSOLIDATED PORTFOLIO REVIEW CORP located in Key West, Florida and VANDERBILT SECURITIES, LLC located in Key West, Florida.
Karen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Karen has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Karen Elizabeth Blain | Karen Elizabeth Uram | Karen Vaught
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Vaught Wealth Management; DBA; Investment Related; 1901 South Roosevelt, Unit 301W, Key West FL 33040; President; President/Director of new LLC for Wealth Management business; Start 5/14/2024; 40 hours/month during trading. (2) Vaught LLC; Real Estate Sales; 914 Packer St., Unit 1, Key West, FL 33040; Independent Contractor; Assisting parents with real estate business; Showing properties and assisting with paperwork. (3) Sister Season Fund; Charitable Organization 501C; Not investment related; 422 Fleming St, Key West, FL 33040; Treasurer; Account for deposits and withdrawals made to recipients of the charity, I do not issue the checks; Start 3/29/2024; 0 hours / month during trading. (4) Vaught Realty. Not Investment Related. Start date: 10/28/2024. Address: 27979 Lobster Tail Trail, Little Torch Key, FL 33042. Title: Real Estate Agent. Duties: I assist my parents with closing real estate transactions in Central Florida. It's a family owned business and I have been actively involved for the past three years. I complete real estate work after market hours or on weekends. Time spent during regular hours: 0%.
CRS (Client Relationship Summary) - RIA
Click below to view Karen Elizabeth Vaught's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 9, 2024 - Present
CONSOLIDATED PORTFOLIO REVIEW CORP
Office #1: 600 Whitehead St, Suite 203, Key West, FL 33040RIA
CRD#: 112694
Key West, FL
Current
October 17, 2024 - Present
VANDERBILT SECURITIES, LLC
Office #1: 600 Whitehead St, Suite 203, Key West, FL 33040BD
CRD#: 5953
Key West, FL
Past
May 27, 2021 - October 16, 2024
J. W. COLE ADVISORS, INC.
RIA
CRD#: 112294
Key West, FL 33040, FL
Past
May 21, 2021 - October 16, 2024
J.W. COLE FINANCIAL, INC.
BD
CRD#: 124583
Key West, FL
Past
August 4, 2016 - May 24, 2021
EDWARD JONES
RIA
CRD#: 250
KEY WEST, FL
Past
March 30, 2016 - May 24, 2021
EDWARD JONES
BD
CRD#: 250
KEY WEST, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CP
CONSOLIDATED PORTFOLIO REVIEW CORP
3 DIMENSIONAL WEALTH ADVISORY | ZIRCON FINANCIAL PLANNING, LLC | VISPER WEALTH MANAGEMENT | VIRTUS WEALTH INC | VAUGHT WEALTH MANAGEMENT | SUMMIT ADVISORS NW | STREAMLINE ASSET MANAGEMENT, LLC | STRATEGIC WEALTH ENDEAVOR INC | STONEFIELD WEALTH MANAGEMENT | STOECKLEIN FINANCIAL SERVICES | STARR FINANCIAL SERVICES INC. | SEQUOIA WEALTH & RISK MANAGEMENT | SCOPO CAPITAL PLANNING | RED HORSE FINANCIAL GROUP | RANDALL WEALTH MANAGEMENT | PARAMOUNT FINANCIAL GROUP, LLC. | PACKARD ADVISORY SERVICES | NATIONAL ONE ADVISORS | MARTINSON STOLLER ADVISORS | LEGACY SOLUTIONS WEALTH MANAGEMENT LLC | HEWITT PLANNING SERVICES | HATTIG FINANCIAL COMPANY | GRANITE CANYON WEALTH | GOLDEN ELDRIDGE FINANCIAL LLC | FINANCIAL RESOURCES INC. | DELANCEY WEALTH MANAGEMENT | DALTON WEALTH GROUP | CONSOLIDATED PORTFOLIO REVIEW CORP | CHIAPPETTA FINANCIAL GROUP | CHAMBERLAIN GROUP | AMERICAN CAPITAL ADVISORS, LLC | ABRAMOVITZ WEALTH MANAGEMENT LLC | 3D WEALTH ADVISORY
CRD#: 112694 / SEC#: 801-38795
RIA
Registered Investment Advisory firm - (12/2/1991 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(11/15/2024)
IAR
Florida(12/9/2024)
RR
Kansas(10/17/2024)
IAR
Texas(1/21/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CP
CONSOLIDATED PORTFOLIO REVIEW CORP
3 DIMENSIONAL WEALTH ADVISORY | ZIRCON FINANCIAL PLANNING, LLC | VISPER WEALTH MANAGEMENT | VIRTUS WEALTH INC | VAUGHT WEALTH MANAGEMENT | SUMMIT ADVISORS NW | STREAMLINE ASSET MANAGEMENT, LLC | STRATEGIC WEALTH ENDEAVOR INC | STONEFIELD WEALTH MANAGEMENT | STOECKLEIN FINANCIAL SERVICES | STARR FINANCIAL SERVICES INC. | SEQUOIA WEALTH & RISK MANAGEMENT | SCOPO CAPITAL PLANNING | RED HORSE FINANCIAL GROUP | RANDALL WEALTH MANAGEMENT | PARAMOUNT FINANCIAL GROUP, LLC. | PACKARD ADVISORY SERVICES | NATIONAL ONE ADVISORS | MARTINSON STOLLER ADVISORS | LEGACY SOLUTIONS WEALTH MANAGEMENT LLC | HEWITT PLANNING SERVICES | HATTIG FINANCIAL COMPANY | GRANITE CANYON WEALTH | GOLDEN ELDRIDGE FINANCIAL LLC | FINANCIAL RESOURCES INC. | DELANCEY WEALTH MANAGEMENT | DALTON WEALTH GROUP | CONSOLIDATED PORTFOLIO REVIEW CORP | CHIAPPETTA FINANCIAL GROUP | CHAMBERLAIN GROUP | AMERICAN CAPITAL ADVISORS, LLC | ABRAMOVITZ WEALTH MANAGEMENT LLC | 3D WEALTH ADVISORY
CRD#: 112694 / SEC#: 801-38795
RIA
Registered Investment Advisory firm - (12/2/1991 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
125 Froehlich Farm Blvd., Woodbury, NY 11797
Mailing Address
Phone number
(631) 845-5100
Established
Firm type
Fiscal year end
# of Employees
44
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,821 |
| AUM (Assets Under Management) | $ 1,294,955,167 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
