Robert D Rico
CFAProfessional Summary
Robert D Rico, CFA, who also goes by Bob Rico, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 2021 - 2026. Robert had worked at 4 firms and has passed the Series 99TO, SIE and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Bob Rico
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Credentials
Years of Experience
5 years in the financial services industry
Current & Past Employments
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Current Firm
FIN2 | FIN2, LLC
Contact Information
Main Address
112 West 34th St. 18th Floor, New York, NY 10120Mailing Address
112 W. 34th Street, New York, NY 10120Phone Number
(214) 557-3070Established
Delaware since 10/04/2021Firm Type
Limited Liability CompanyFiscal Year End
MarchFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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