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JB

Jaime L. Brown

XML SECURITIES
Bethesda, MD 20817
Some features on this profile are disabled
CRD#: 6613236
JB

Professional summary

Jaime Leigh Brown, who also goes by Jaime Leigh Hinskton, is a registered financial professional currently at XML SECURITIES located in Bethesda, Maryland.

Jaime is registered as a RR (Registered Representative) and started their career in finance in 2023. Jaime has worked at 1 firm and has passed the Series 14 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jaime Leigh Hinskton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jaime Leigh Brown's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 20, 2023 - Present

XML SECURITIES

Office #1: 6901 Rockledge Drive Suite 730, Bethesda, MD 20817
BD
CRD#: 145589
Bethesda, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Principal/Supervisory Exam
RR
Series 14
Date: 2/21/2023
Compliance Officer Examination
SRO Registrations
RR
FINRA

Current Firm

XS
XML SECURITIES
CAPITAL SPORTS GROUP | XML SECURITIES, LLC | XML SECURITIES | LARA, SHULL & MAY, LTD. | LARA, SHULL & MAY, LTD (SUCCESSOR) | LARA, SHULL & MAY, LLC (SUCCESSOR0 | LARA, SHULL & MAY, LLC (SUCCESSOR) | LARA, SHULL & MAY, LLC | LARA, SHULL & MAY | LARA, MAY & ASSOCIATES, LLC | LARA, MAY & ASSOCIATES

CRD#: 145589 / SEC#: 801-68535, 8-67776

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
6901 Rockledge Drive Suite 120 East, Falls Church, VA 22043
Mailing Address
6901 Rockledge Drive Suite 730, Bethesda, MD 20817
Phone number
(703) 827-2300
Established
Delaware since 09/26/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

LARA MAY & ASSOCIATES 2A BROCHURE (3/29/2019)

Direct owners and executive officers

NamePositionCRD#
FOCUS OPERATING, LLC100 % OWNER
BERNSTEIN, BRETT SHANECHAIRMAN3103034
CONGDON, CURTIS JEFFREYPRESIDENT4890245
KANTARSKI, ALEXANDRAMEMBER5153780
KANTOR, ROBERT DAVIDCHIEF EXECUTIVE OFFICER2117737
SAMSON, MARK DALEPRINCIPAL1852092
SZARO, JENNIFER LARACHIEF COMPLIANCE OFFICER4395464

Disclosures

Regulatory Event6
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

XML SECURITIES

CRD#: 145589Bethesda, MD 20817

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