David M. Flagg

ROBINHOOD SECURITIES

Westlake, TX 76262

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CRD#: 6612980

Professional summary

David Michael Flagg is a registered financial professional currently at ROBINHOOD SECURITIES, LLC located in Westlake, Texas and ROBINHOOD FINANCIAL, LLC located in Westlake, Texas.

David is registered as a RR (Registered Representative) and started their career in finance in 2016. David has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Michael Flagg's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 18, 2020 - Present

ROBINHOOD SECURITIES, LLC

Office #1: 1500 Solana Blvd. Suite 5500, Westlake, TX 76262

CRD#: 287900

Westlake, TX

Current

April 18, 2022 - Present

ROBINHOOD FINANCIAL, LLC

Office #1: 1500 Solana Blvd Suite 5500, Westlake, TX 76262

CRD#: 165998

Westlake, TX

Past

August 10, 2018 - December 8, 2020

TD AMERITRADE, INC.

CRD#: 7870

Southlake, TX

Past

February 21, 2018 - December 8, 2020

TD AMERITRADE CLEARING, INC.

CRD#: 5633

Southlake, TX

Past

March 18, 2016 - February 15, 2018

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

WESTLAKE, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Texas
(12/18/2020)

Exams

State Security Law Exam

Series 63

Date: 3/25/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/18/2016

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/16/2018

General Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 6/12/2017

Registered Options Principal Examination

SRO Registrations

FINRA

Current Firm

ROBINHOOD FINANCIAL, LLC

CHRONOS FINANCIAL, LLC | ROBINHOOD FINANCIAL, LLC

CRD#: 165998 / SEC#: , 8-69188

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

500 Colonial Center Parkway Suite 100, Lake Mary, FL 32746

Mailing Address

500 Colonial Center Parkway Suite 100, Lake Mary, FL 32746

Phone number

(650) 761-7789

Established

Delaware since 08/24/2012

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
ROBINHOOD MARKETS, INC	100% OWNER
BILLINGS, MATTHEW JOHN	PRESIDENT, CHIEF EXECUTIVE OFFICER	1915377
CAVALLARO, ANTHONY JOSEPH	CHIEF COMPLIANCE OFFICER	1607925
GALVIN, SCOT SEAN	PRINCIPAL OPERATIONS OFFICER	3226179
KELATI, DANIEL T	CHIEF FINANCIAL OFFICER AND PRINCIPAL FINOP	3103432
KOLLER, WALTER	CHIEF OPERATING OFFICER	1932260
QUIRK, STEVEN MARK	MANAGER	2728768
SUBRAMANIAN, SIVARAMAKRISHNAN	MANAGER	7339479

Disclosures

Regulatory Event	55
Arbitration	6

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

David M. Flagg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Michael Flagg's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROBINHOOD FINANCIAL, LLC

TD AMERITRADE, INC.

TD AMERITRADE CLEARING, INC.

FIDELITY BROKERAGE SERVICES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/25/2016

SIE

Date: 10/1/2018

Series 7

Date: 3/18/2016

Series 24

Date: 4/16/2018

Series 4

Date: 6/12/2017

FINRA

Current Firm

ROBINHOOD FINANCIAL, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

ROBINHOOD FINANCIAL, LLC

TRUST BUT VERIFY

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