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YD

Yi Shuo Dong

BRANT STREET CAPITAL
Toronto, M5X 1C7
Some features on this profile are disabled
CRD#: 6611876
YD

Professional summary

Yi Shuo Dong Mr., who also goes by Yi Shuo Dong, Mike Dong, is a registered financial professional currently at BRANT STREET CAPITAL INC. .

Yi Shuo is registered as a RR (Registered Representative) and started their career in finance in 2017. Yi Shuo has worked at 2 firms and has passed the Series 63, Series 79TO, Series 7TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Yi Shuo Dong | Mike Dong

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Yi Shuo Dong Mr.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 10, 2024 - Present

BRANT STREET CAPITAL INC.

Office #1: 130 King Street Suite 2600, Toronto, M5X 1C7Office #2: 130 King Street West Suite 2600, Toronto, Ontario, M5X 1C7
BD
CRD#: 322862
Toronto,
Past

September 29, 2017 - March 17, 2020

SETTER CAPITAL INC.

BD
CRD#: 141652
TORONTO, ONTARIO,

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(8/12/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 5/7/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 11/25/2024
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 9/16/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/2/2024
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/10/2016
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

BS
BRANT STREET CAPITAL INC.
BRANT STREET CAPITAL INC.

CRD#: 322862 / SEC#: , 8-70997

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
130 King Street West Suite 2600, Toronto, Ontario, M5X 1C7
Mailing Address
130 King Street West Suite 2600, Toronto, Ontario, M5X 1C7
Phone number
(416) 642-6125
Established
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
T6 HOLDING CORP.SHAREHOLDER
PJL ACQUISITION LTD.SHAREHOLDER
GILL, GURDEEP SINGHPRESIDENT, EXECUTIVE REP., CHIEF COMPLIANCE OFFICER5505456
MATTERA, RICHARD JOSEPHFINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER2246513

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BRANT STREET CAPITAL INC.

CRD#: 322862Toronto, M5X 1C7

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