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Chuluk Chun

CRD# 6610771·Registered 2016 - 2023
Previously Registered: Being a previously registered professional could mean that Chuluk is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Chuluk Chun, who also goes by Luke Chun, was a registered financial advisor. Chuluk was a previously registered financial professional and started their career in finance 2016 - 2023. Chuluk had worked at 1 firm and has passed the SIE and Series 82 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Luke Chun

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

10 years in the financial services industry

Current & Past Employments

TRANSPACIFIC GROUP LLC·CRD# 143869
BD
Miami, FL
February 17, 2016 - January 31, 2023

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Current Firm

TG
TRANSPACIFIC GROUP LLC

TRANSPACIFIC GROUP LLC | TRANSPACIFIC SECURITIES LLC

CRD#: 143869 / SEC#: 8-67611
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

150 Se 2nd Avenue Suite 1401, Miami, FL 33131

Mailing Address

150 Se 2nd Avenue Suite 1401, Miami, FL 33131

Phone Number

(212) 987-3000

Established

Delaware since 01/30/2007

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (3 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
MASON, MARK EVANMEMBER, OWNER, PRESIDENT, CCO4847417
CHIN, PHYLLIS NYUK FAHFINOP, PFO, CFO6250921
DOHERTY, JAMES HUGHPOO4197747

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 82 — Limited Representative-Private Securities Offerings

Passed Feb 2016About the Series 82 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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