Shannon C. Jones

BOS ASSET MANAGEMENT

Springfield, IL 62711

Some features on this profile are disabled

CRD#: 6609647

Professional summary

Shannon Colleen Jones is a registered financial advisor currently at BOS ASSET MANAGEMENT, LLC located in Springfield, Illinois.

Shannon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Shannon has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shannon Colleen Jones's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 11, 2020 - Present

BOS ASSET MANAGEMENT, LLC

Office #1: 3400 Wabash Avenue, Springfield, IL 62711

RIA

CRD#: 310632

Springfield, IL

Past

July 10, 2017 - April 5, 2023

LPL FINANCIAL LLC

RIA

CRD#: 6413

SPRINGFIELD, IL

Past

May 11, 2016 - April 5, 2023

LPL FINANCIAL LLC

CRD#: 6413

SPRINGFIELD, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BOS ASSET MANAGEMENT, LLC

CRD#: 310632 / SEC#: 801-119836

RIA

Registered Investment Advisory firm - (11/20/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(12/11/2020)

IAR

Texas
(12/14/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/8/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/11/2016

General Securities Representative Examination

Current Firm

BOS ASSET MANAGEMENT, LLC

CRD#: 310632 / SEC#: 801-119836

RIA

Registered Investment Advisory firm - (11/20/2020 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3400 Wabash Avenue, Springfield, IL 62711

Mailing Address

Phone number

(833) 943-8090

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE FOR BOS ASSET MANAGEMENT, LLC (3/31/2025)

DISCLOSURE BROCHURE FOR BOS ASSET MANAGEMENT, LLC (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,144
AUM (Assets Under Management)	$ 828,687,841

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Sarah Maitre

CAMRIEL ADVISORS

IAR

WEED, CA

Michael Aves

LPL FINANCIAL LLC

IAR

Gaithersburg, MD

Jonathan Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

IAR

DALLAS, TX

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Shannon C. Jones

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shannon Colleen Jones's CRS (Customer Relationship Summary).

Certified licenses

Experience

BOS ASSET MANAGEMENT, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

Primary Firm SEC Registration

BOS ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/8/2017

SIE

Date: 10/1/2018

Series 7

Date: 5/11/2016

Current Firm

BOS ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BOS ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors