Kris S. Sidial

THE AMBRUS GROUP

Melville, NY 11747

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CRD#: 6609442

Professional summary

Kris Shawn Sidial is a registered financial advisor currently at THE AMBRUS GROUP LLC located in Melville, New York.

Kris is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Kris has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kris Shawn Sidial's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 26, 2022 - Present

THE AMBRUS GROUP LLC

Office #1: 25 Melville Park Road Suite 165, Melville, NY 11747

RIA

CRD#: 316761

Melville, NY

Past

June 27, 2018 - September 9, 2020

BMO CAPITAL MARKETS CORP.

CRD#: 16686

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE AMBRUS GROUP LLC

CRD#: 316761 / SEC#: 801-135190

RIA

Registered Investment Advisory firm - (1/15/2026 Approved)

Florida

Registered Investment Advisory firm - (1/23/2026 Terminated)

Texas

Registered Investment Advisory firm - (1/23/2026 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(5/26/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/29/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/28/2019

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/27/2018

General Securities Representative Examination

Current Firm

THE AMBRUS GROUP LLC

CRD#: 316761 / SEC#: 801-135190

RIA

Registered Investment Advisory firm - (1/15/2026 Approved)

Florida

Registered Investment Advisory firm - (1/23/2026 Terminated)

Texas

Registered Investment Advisory firm - (1/23/2026 Terminated)

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Contact information

Main Address

711 South Howard Ave Suite 200, Tampa, FL 33606

Mailing Address

Phone number

(917) 270-6563

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (12/18/2025)

Regulatory assets under management

Total Number of Accounts	7
AUM (Assets Under Management)	$ 430,551,049

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kris S. Sidial

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kris Shawn Sidial's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE AMBRUS GROUP LLC

BMO CAPITAL MARKETS CORP.

Primary Firm SEC Registration

THE AMBRUS GROUP LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/29/2021

Series 63

Date: 5/28/2019

SIE

Date: 10/1/2018

Series 7

Date: 6/27/2018

Current Firm

THE AMBRUS GROUP LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE AMBRUS GROUP LLC

TRUST BUT VERIFY

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