Kathleen B. Boyd

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CRD#: 6608573

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kathleen Brittany Boyd, CFP® was a registered financial professional .

Kathleen is a previously registered financial professional and started their career in finance in 2016. Kathleen had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

STUDENT LOAN PLANNER not investment-related private residence in San Diego, CA student loan consulting Student Loan Consultant 09/2023 20-30 hours per week 60% during trading Give analysis and advice on managing student loan debt delivered through 1:1 60-minute virtual consultations and ongoing email support for 12 months. OKLAHOMA STATE UNIVERSITY not investment-related Stillwater, OK 74078 State University Adjunct Professor 01/09/2021 10 hours per week 0 hours during trading Developing syllabi and assignments, teaching classes, and assessing student performance. FORBES.COM not investment-related private residence in San Diego, CA Publishing Contributor July 2018 up to 28 hours per month 0 hours during trading Write original content on the topics of personal finance to be published on forbes.com

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

CRD#: 13572

SEAL BEACH, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SLP WEALTH

SLP WEALTH | SLP WEALTH LLC

CRD#: 325631 / SEC#: 801-127646

RIA

Registered Investment Advisory firm - (4/13/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/19/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 8/12/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/26/2016

General Securities Representative Examination

Current Firm

SLP WEALTH

SLP WEALTH | SLP WEALTH LLC

CRD#: 325631 / SEC#: 801-127646

RIA

Registered Investment Advisory firm - (4/13/2023 Approved)

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Contact information

Main Address

555 South Mangum St Suite 100, Durham, NC 27701

Mailing Address

Phone number

(910) 315-0973

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025-07-15 SLP WEALTH FORM ADV PART 2A (7/15/2025)

Regulatory assets under management

Total Number of Accounts	846
AUM (Assets Under Management)	$ 29,211,037

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Kathleen B. Boyd

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

SLP WEALTH

ILLUMINATION WEALTH MANAGEMENT

BRUNCH & BUDGET, LLC

NAVIGOE, LLC

CETERA WEALTH SERVICES, LLC

Primary Firm SEC Registration

SLP WEALTH

State Registrations and Notice Filings

Exams

Series 66

Date: 7/19/2016

SIE

Date: 8/12/2016

Series 7

Date: 4/26/2016

Current Firm

SLP WEALTH

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SLP WEALTH

TRUST BUT VERIFY

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