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ML

Marcus K. Lee

STASH CAPITAL LLC
NEW YORK, NY 10016
Some features on this profile are disabled
CRD#: 6608444
ML

Professional summary

Marcus Kevin Lee, who also goes by Marcus Lee, is a registered financial professional currently at STASH CAPITAL LLC located in New York, New York.

Marcus is registered as a RR (Registered Representative) and started their career in finance in 2017. Marcus has worked at 3 firms and has passed the Series 66, Series 57TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Marcus Lee

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Marcus Kevin Lee's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 27, 2021 - Present

STASH CAPITAL LLC

Office #1: 450 Park Avenue South Suite 10-111, New York, NY 10016
BD
CRD#: 287728
NEW YORK, NY
Past

November 22, 2019 - September 30, 2021

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
ST. LOUIS, MO
Past

November 20, 2019 - September 30, 2021

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

August 1, 2017 - May 7, 2019

EDWARD JONES

RIA
CRD#: 250
ST. LOUIS, MO
Past

February 16, 2017 - May 7, 2019

EDWARD JONES

BD
CRD#: 250
ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Missouri
(10/28/2021)
RR
New York
(8/29/2022)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/31/2017
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 3/19/2022
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/16/2017
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

SC
STASH CAPITAL LLC
STASH CAPITAL LLC | STASH FINANCIAL LLC

CRD#: 287728 / SEC#: , 8-69908

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
450 Park Avenue South Suite 10-111, New York, NY 10016
Mailing Address
115 E 34th St P.o. Box 1922, New York, NY 10016
Phone number
(800) 205-5164
Established
Delaware since 01/23/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
STASH FINANCIAL, INC.SOLE MEMBER
DANIELS, RICHARD MATTHEWFINOP5877964
KOPKIND, SAM MICHAELCHIEF COMPLIANCE OFFICER4612963
KRIEG, BRANDON ALEXCEO4074156

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STASH CAPITAL LLC

CRD#: 287728New York, NY 10016

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