MM
Mathew T. Moschovas
LAIDLAW WEALTH MANAGEMENT LLC
New York, NY 10175
Some features on this profile are disabled
CRD#: 6607881
MM
Professional summary
Mathew Telly Moschovas, who also goes by Mathew Moschovas, is a registered financial advisor currently at LAIDLAW WEALTH MANAGEMENT LLC located in New York, New York and LAIDLAW & COMPANY (UK) LTD. located in New York, New York.
Mathew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Mathew has worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mathew Moschovas
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Lucius Partners LLC, Associate, Investment Related, 575 Fifth Ave, NY; Consulting Management; Started in January 2020; 20 hours per month, 5 during trading hours; duties include communicating with board members, research, creating presentations and assisting with the website.
CRS (Client Relationship Summary) - RIA
Click below to view Mathew Telly Moschovas's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 18, 2020 - Present
LAIDLAW WEALTH MANAGEMENT LLC
Office #1: 521 Fifth Ave 12th Floor, New York, NY 10175RIA
CRD#: 150040
New York, NY
Current
July 21, 2017 - Present
LAIDLAW & COMPANY (UK) LTD.
Office #1: 521 5th Avenue 12th Floor, New York, NY 10175BD
CRD#: 119037
New York, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LW
LAIDLAW WEALTH MANAGEMENT LLC
LAIDLAW ASSET MANAGEMENT | NAPLES WEALTH PLANNING | LAIDLAW WEALTH MANAGEMENT LLC | LAIDLAW HOLDINGS, PLC | LAIDLAW DIRECT | LAIDLAW BLUE | LAIDLAW ASSET MANAGEMENT, LLC. | LAIDLAW ASSET MANAGEMENT, LLC
CRD#: 150040 / SEC#: 801-112592
RIA
Registered Investment Advisory firm - (3/9/2018 Approved)New Jersey
Registered Investment Advisory firm - (4/13/2018 Terminated)New York
Registered Investment Advisory firm - (4/5/2018 Terminated)North Carolina
Registered Investment Advisory firm - (4/5/2018 Terminated)Texas
Registered Investment Advisory firm - (4/5/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/7/2025)
RR
Alaska(8/7/2025)
RR
Arizona(8/7/2025)
RR
Arkansas(8/7/2025)
RR
California(8/7/2025)
RR
Colorado(8/7/2025)
RR
Connecticut(8/7/2025)
RR
Delaware(8/7/2025)
RR
District of Columbia(8/7/2025)
RR
Florida(8/7/2025)
RR
Georgia(8/7/2025)
RR
Hawaii(8/7/2025)
RR
Idaho(8/7/2025)
RR
Illinois(8/7/2025)
RR
Indiana(8/7/2025)
RR
Iowa(8/7/2025)
RR
Kansas(8/7/2025)
RR
Kentucky(8/7/2025)
RR
Louisiana(8/7/2025)
RR
Maine(8/7/2025)
RR
Maryland(8/7/2025)
RR
Massachusetts(8/7/2025)
RR
Michigan(8/7/2025)
RR
Minnesota(8/7/2025)
RR
Mississippi(8/7/2025)
RR
Missouri(8/7/2025)
RR
Montana(8/7/2025)
RR
Nebraska(8/7/2025)
RR
Nevada(8/7/2025)
RR
New Hampshire(8/7/2025)
IAR
New Jersey(2/18/2020)
RR
New Jersey(8/7/2025)
RR
New Mexico(8/7/2025)
RR
New York(8/14/2017)
RR
North Carolina(8/8/2025)
RR
North Dakota(8/7/2025)
RR
Ohio(8/7/2025)
RR
Oklahoma(8/7/2025)
RR
Oregon(8/7/2025)
RR
Pennsylvania(8/7/2025)
RR
Puerto Rico(8/7/2025)
RR
Rhode Island(8/7/2025)
RR
South Carolina(8/7/2025)
RR
South Dakota(8/7/2025)
RR
Tennessee(8/7/2025)
RR
Texas(8/7/2025)
RR
Utah(8/7/2025)
RR
Vermont(8/7/2025)
RR
Virgin Islands(8/7/2025)
RR
Virginia(8/7/2025)
RR
Washington(8/7/2025)
RR
West Virginia(8/7/2025)
RR
Wisconsin(8/7/2025)
RR
Wyoming(8/7/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
LW
LAIDLAW WEALTH MANAGEMENT LLC
LAIDLAW ASSET MANAGEMENT | NAPLES WEALTH PLANNING | LAIDLAW WEALTH MANAGEMENT LLC | LAIDLAW HOLDINGS, PLC | LAIDLAW DIRECT | LAIDLAW BLUE | LAIDLAW ASSET MANAGEMENT, LLC. | LAIDLAW ASSET MANAGEMENT, LLC
CRD#: 150040 / SEC#: 801-112592
RIA
Registered Investment Advisory firm - (3/9/2018 Approved)New Jersey
Registered Investment Advisory firm - (4/13/2018 Terminated)New York
Registered Investment Advisory firm - (4/5/2018 Terminated)North Carolina
Registered Investment Advisory firm - (4/5/2018 Terminated)Texas
Registered Investment Advisory firm - (4/5/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
521 Fifth Ave 12th Floor, New York, NY 10175
Mailing Address
Phone number
(212) 953-4910
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 235 |
| AUM (Assets Under Management) | $ 114,764,475 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
