Johnny S. Montoya
Professional summary
Johnny S Montoya, who also goes by Johnny Sebastian Montoya, Johnny Montoya, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Albuquerque, New Mexico.
Johnny is registered as a RR (Registered Representative) and started their career in finance in 2016. Johnny has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Johnny S Montoya's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 14, 2026 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 5401 Watson Drive, Albuquerque, NM 87106September 17, 2025 - November 24, 2025
NATIONAL FINANCIAL SERVICES LLC
August 4, 2025 - August 15, 2025
FIDELITY BROKERAGE SERVICES LLC
April 20, 2023 - January 7, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
April 17, 2023 - March 3, 2025
FIDELITY BROKERAGE SERVICES LLC
June 29, 2022 - March 6, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 8, 2022 - March 6, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 26, 2020 - April 4, 2022
FIDELITY BROKERAGE SERVICES LLC
August 29, 2017 - July 14, 2020
NATIONAL FINANCIAL SERVICES LLC
March 31, 2016 - May 24, 2017
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
New York Stock Exchange
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 126 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784Albuquerque, NM 87106TRUST BUT VERIFY
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