Nicholas Mammano
Professional summary
Nicholas Mammano, who also goes by Nicholas John Mammano, is a registered financial professional currently at SANTANDER US CAPITAL MARKETS LLC located in New York, New York.
Nicholas is registered as a RR (Registered Representative) and started their career in finance in 2016. Nicholas has worked at 6 firms and has passed the Series 66, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nicholas Mammano's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 15, 2024 - Present
SANTANDER US CAPITAL MARKETS LLC
Office #1: 437 Madison Avenue 6th - 10th Floor, New York, NY 10022Office #2: 437 Madison Avenue 6th Floor, New York, NY 10022June 10, 2024 - October 31, 2024
CREDIT AGRICOLE SECURITIES (USA) INC.
November 20, 2020 - May 29, 2024
DEUTSCHE BANK SECURITIES INC.
March 9, 2020 - August 20, 2020
TD PRIVATE CLIENT WEALTH LLC
July 8, 2019 - August 20, 2020
TD SECURITIES (USA) LLC
October 10, 2017 - July 23, 2019
STIFEL, NICOLAUS & COMPANY, INCORPORATED
December 15, 2016 - July 23, 2019
STIFEL, NICOLAUS & COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/15/2024)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
NYSE American LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
SANTANDER US CAPITAL MARKETS LLC
CRD#: 150696 / SEC#: , 8-68282
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SANTANDER CAPITAL HOLDINGS LLC | SOLE MEMBER | |
| LANE, JASON DEARMOND | CHIEF COMPLIANCE OFFICER | 2671708 |
| PACHECO, MERCEDES MARIA | CHIEF LEGAL OFFICER | 2909083 |
| PRIETO-MORENO, GERARDO | PRINCIPAL OPERATIONS OFFICER | 7295411 |
| SANTANGELO, MICHAEL JOHN | CFO | 4705334 |
| VITALE, PAUL N | FINOP, PRINCIPAL FINANCIAL OFFICER | 5909566 |
| WALSH, JOSEPH NORTON III | CEO | 2804671 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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