Joseph M. Keyser
Professional summary
Joseph Michael Keyser, who also goes by Joey Keyser, is a registered financial professional currently at DAWSON JAMES SECURITIES, INC. located in Boca Raton, Florida.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 2021. Joseph has worked at 1 firm and has passed the Series 63, Series 7TO, Series 57TO, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph Michael Keyser's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 13, 2021 - Present
DAWSON JAMES SECURITIES, INC.
Office #1: 101 North Federal Highway Suite 600, Boca Raton, FL 33432State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/13/2021)
(8/2/2022)
Exams
Series 7TO
Date: 5/20/2022
General Securities Representative ExaminationSeries 57TO
Date: 10/13/2021
Securities Trader ExamFINRA
Nasdaq Stock Market
Current Firm
DAWSON JAMES SECURITIES, INC.
CRD#: 130645 / SEC#: , 8-66367
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 12 |
| Civil Event | 1 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
DAWSON JAMES SECURITIES, INC.
CRD#: 130645Boca Raton, FL 33432TRUST BUT VERIFY
Monitor Joseph Keyser
Get automatic monthly alerts on:
