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JK

Joseph Michael Keyser

DAWSON JAMES SECURITIES
BOCA RATON, FL
·CRD# 6607179·5 years experience

Professional Summary

Joseph Michael Keyser, who also goes by Joey Keyser, is a registered financial advisor currently at DAWSON JAMES SECURITIES, INC. located in Boca Raton, Florida. Joseph is registered as a RR (Registered Representative) and started their career in finance in 2021. Joseph has worked at 1 firm and has passed the Series 63, Series 7TO, Series 57TO, SIE and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Joey Keyser

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

5 years in the financial services industry

Current & Past Employments

DAWSON JAMES SECURITIES, INC.·CRD# 130645
BD
2700 N. Military Trail Suite 100, Boca Raton, FL 33431
October 13, 2021 - Present

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Current Firm

DJ
DAWSON JAMES SECURITIES, INC.

DAWSON JAMES SECURITIES, INC.

CRD#: 130645 / SEC#: 8-66367
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

2700 N. Military Trail Suite 100, Boca Raton, FL 33431

Mailing Address

2700 N. Military Trail Suite 100, Boca Raton, FL 33431

Phone Number

(561) 391-5555

Established

Florida since 07/30/2002

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ARK FINANCIAL SERVICES, INC.OWNER—
DORFMAN, JENNIFERCHIEF COMPLIANCE OFFICER/AML COMPLIANCE OFFICER3009328
KEYSER, ROBERT DAWSON JR.CEO1291503
STICE, HAROLD EUGENECHIEF FINANCIAL OFFICER/FINOP1349210

Disclosures

Regulatory Event

12

Arbitration

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(4/16/2026)
RR
Connecticut
(3/19/2026)
RR
Florida
(10/13/2021)
RR
New York
(8/2/2022)
RR
South Carolina
(6/18/2026)
RR
Utah
(6/23/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2022About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed May 2022About the Series 7TO exam

Series 57TO — Securities Trader Exam

Passed Oct 2021About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Mar 2021About the SIE exam

Series 24 — General Securities Principal Examination

Passed Jul 2023About the Series 24 exam
FINRA
SRO Registrations
NYSE American LLC
SRO Registrations
Nasdaq Stock Market
SRO Registrations
New York Stock Exchange
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Joseph Michael Keyser's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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JK
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