Jose L. Nieto
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jose Luis Nieto, who also goes by Jose L Nieto, was a registered financial professional .
Jose is a previously registered financial professional and started their career in finance in 2016. Jose had worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 18, 2024 - May 12, 2025
BLUE OWL SECURITIES
November 14, 2018 - May 15, 2024
BLACKROCK INVESTMENT MANAGEMENT, LLC
October 17, 2018 - May 15, 2024
BLACKROCK INVESTMENTS, LLC
August 11, 2017 - October 4, 2018
MORGAN STANLEY
August 11, 2017 - October 4, 2018
MORGAN STANLEY
August 5, 2016 - August 15, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 27, 2016 - August 15, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 18, 2016 - May 13, 2016
NATIONAL SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
BLUE OWL SECURITIES
CRD#: 283250 / SEC#: , 8-69744
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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