Eric L. Schrum

SCHRUM PRIVATE WEALTH MANAGEMENT

RALEIGH, NC 27607

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CRD#: 6605854

Professional summary

Eric Lewis Schrum, CFP® is a registered financial advisor currently at SCHRUM PRIVATE WEALTH MANAGEMENT, LLC located in Raleigh, North Carolina.

Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Eric has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Lewis Schrum's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2021

Experience

Current

October 29, 2021 - Present

SCHRUM PRIVATE WEALTH MANAGEMENT, LLC

Office #1: 4325 Lake Boone Trail # 225, Raleigh, NC 27607

RIA

CRD#: 312164

RALEIGH, NC

Past

March 31, 2017 - October 29, 2021

SPIRE WEALTH MANAGEMENT, LLC

RIA

CRD#: 113908

Raleigh, NC

Past

February 23, 2017 - September 30, 2021

SPIRE SECURITIES, LLC

CRD#: 144131

ST AUGUSTINE, FL

Past

February 26, 2016 - January 25, 2017

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

GREENWOOD VILLAGE, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SCHRUM PRIVATE WEALTH MANAGEMENT, LLC

ICARUS ADVISORS, LLC | SCHRUM PRIVATE WEALTH MANAGEMENT, LLC

CRD#: 312164 / SEC#: 801-122172

RIA

Registered Investment Advisory firm - (8/30/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(12/14/2021)

IAR

North Carolina
(10/29/2021)

IAR

Texas
(6/21/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/31/2017

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/7/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/26/2016

General Securities Representative Examination

Current Firm

SCHRUM PRIVATE WEALTH MANAGEMENT, LLC

ICARUS ADVISORS, LLC | SCHRUM PRIVATE WEALTH MANAGEMENT, LLC

CRD#: 312164 / SEC#: 801-122172

RIA

Registered Investment Advisory firm - (8/30/2021 Approved)

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Contact information

Main Address

3940 Lewis Speedway Suite 2201, Saint Augustine, FL 32084

Mailing Address

Phone number

(904) 825-0422

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 SCHRUM PRIVATE WEALTH ADV 2A (3/13/2025)

Regulatory assets under management

Total Number of Accounts	309
AUM (Assets Under Management)	$ 166,432,084

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Eric L. Schrum

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Lewis Schrum's CRS (Customer Relationship Summary).

Certified licenses

Experience

SPIRE WEALTH MANAGEMENT, LLC

SPIRE SECURITIES, LLC

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

SCHRUM PRIVATE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/31/2017

Series 63

Date: 3/7/2016

SIE

Date: 10/1/2018

Series 7

Date: 2/26/2016

Current Firm

SCHRUM PRIVATE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SCHRUM PRIVATE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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