Samantha J. Janni
Professional summary
Samantha Jo Janni, who also goes by Samantha Jo Lindor, is a registered financial professional currently at PURSHE KAPLAN STERLING INVESTMENTS located in Albany, New York.
Samantha is registered as a RR (Registered Representative) and started their career in finance in 2016. Samantha has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Samantha Jo Janni's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 17, 2025 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 80 State Street, Albany, NY 12207June 10, 2021 - May 2, 2024
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
March 10, 2021 - June 12, 2024
LPL FINANCIAL LLC
November 26, 2018 - March 22, 2019
AMERIPRISE FINANCIAL SERVICES, LLC
January 10, 2018 - May 30, 2018
AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
March 11, 2016 - December 31, 2017
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/17/2025)
Exams
FINRA
Current Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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Company Information
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747Albany, NY 12207TRUST BUT VERIFY
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