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RV

Reece W. Viet

MMA SECURITIES LLC
New York, NY 10036
Some features on this profile are disabled
CRD#: 6605083
RV

Professional summary

Reece Wubbo Viet is a registered financial professional currently at MMA SECURITIES LLC located in New York, New York and MMC SECURITIES LLC located in New York, New York.

Reece is registered as a RR (Registered Representative) and started their career in finance in 2020. Reece has worked at 2 firms and has passed the Series 99TO, SIE and Series 27 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Reece Wubbo Viet's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 8, 2020 - Present

MMA SECURITIES LLC

Office #1: 1166 Avenue Of The Americas, New York, NY 10036
RIA
BD
CRD#: 44254
New York, NY
Current

June 4, 2021 - Present

MMC SECURITIES LLC

Office #1: 1166 Avenue Of The Americas, New York, NY 10036
BD
CRD#: 103846
New York, NY
Past

December 11, 2020 - April 29, 2021

MMC SECURITIES LLC

BD
CRD#: 103846
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 1/2/2023
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 27
Date: 12/8/2020
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

MS
MMC SECURITIES LLC
MARSH INSURANCE & INVESTMENTS CORP. | MMC SECURITIES LLC | MMC SECURITIES CORP. | MMC SECURITIES CORP | MMA NEW ENGLAND | MMA - BARNEY AND BARNEY | MIIC INSURANCE SERVICES CORP | MERCER H & B EXECUTIVE BENEFITS | MERCER DC ADVISORS; MMA NEW ENGLAND; MERCER H & B EXEC. BENEFITS | MERCER DC ADVISORS | MARSH INSURANCE AGENCY & INVESTMENTS CORP | MARSH INSURANCE & INVESTMENTS CORPORATION

CRD#: 103846 / SEC#: 801-60515, 8-52349

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
1166 Avenue Of The Americas 31st Floor, New York, NY 10036
Mailing Address
1166 Avenue Of The Americas, New York, NY 10036
Phone number
(212) 345-5000
Established
Delaware since 04/01/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

MMC SECURITIES ADV PART 2A (4/18/2019)

Direct owners and executive officers

NamePositionCRD#
MARSH INSURANCE & INVESTMENTS LLCSOLE MEMBER
BLACKMORE, KIMBERLY LYNNFINOP PRINCIPAL, CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER, DIRECTOR AND TREASURER2219307
HUM, CHI HONGPRESIDENT, ASSISTANT SECRETARY AND DIRECTOR1620728
KEANE, DARREN PETERDEPUTY CCO, DIRECTOR6900143
KUMAR, SHIVCEO AND DIRECTOR3165711
MA, JOHN SUNGPRINCIPAL OPERATIONS OFFICER5858075
WEINSTOCK, JUDITH ANNCCO, DIRECTOR AND SECRETARY8096565

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MMC SECURITIES LLC

CRD#: 103846New York, NY 10036

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