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FIRM PROFILE
Overview
MMC SECURITIES LLC is located at 1166 Avenue Of The Americas 31st Floor, New York, NY 10036 and was first established at New York, Delaware in 04/01/2003. After operating for 23 years, MMC SECURITIES LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of MMC SECURITIES LLC’s clients are individuals and 0% of their clients are high net worth individuals. MMC SECURITIES LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at MMC SECURITIES LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access MMC SECURITIES LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at MMC SECURITIES LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for MMC SECURITIES LLC Comes From
Understanding the Statistics for MMC SECURITIES LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
1166 Avenue Of The Americas 31st Floor, New York, NY 10036
1166 Avenue Of The Americas, New York, NY 10036
Small
(212) 345-5000
Delaware since 04/01/2003
Limited Liability Company
December
FIRM DOCUMENTS
Part 2 Brochures
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| MARSH INSURANCE & INVESTMENTS LLC | SOLE MEMBER | ||
| BLACKMORE, KIMBERLY LYNN | FINOP PRINCIPAL, CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER, DIRECTOR AND TREASURER | 2219307 | |
| HUM, CHI HONG | PRESIDENT, ASSISTANT SECRETARY AND DIRECTOR | 1620728 | |
| KEANE, DARREN PETER | DEPUTY CCO, DIRECTOR | 6900143 | |
| KUMAR, SHIV | CEO AND DIRECTOR | 3165711 | |
| MA, JOHN SUNG | PRINCIPAL OPERATIONS OFFICER | 5858075 | |
| WEINSTOCK, JUDITH ANN | CCO, DIRECTOR AND SECRETARY | 8096565 |
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Advisor's working at MMC SECURITIES LLC
Chi Hong Hum
Christopher Brian Pease
Kimberly Lynn Blackmore
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