JC
John A. Chapman
SISUNG INVESTMENT MANAGEMENT SERVICES LLC
METAIRIE, LA 70002
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CRD#: 6604469
JC
Professional summary
John Arthur Chapman, who also goes by Jake Chapman, is a registered financial advisor currently at SISUNG INVESTMENT MANAGEMENT SERVICES LLC located in Metairie, Louisiana and SISUNG SECURITIES CORPORATION located in Metairie, Louisiana.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. John has worked at 2 firms and has passed the Series 65, Series 79TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jake Chapman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. United Professionals Company; consulting; not investment-related; 201 St. Charles Ave., Ste 4240, New Orleans, LA 70170; Vice President; healthcare consultant and program manager; employed since 12/2012; 1 hour/day; 28 hours/month 2. Sisung Capital, LLC; venture capital; not investment-related; 201 St. Charles Ave., Ste 4240, New Orleans, LA 70170; Vice President; compliance, accounting, project manager; employed since 12/2012; 0-.5 hours/day; 0-14 hours/month 3. Sisung Capital BIDCO, LLC; venture capital; not investment-related; 201 St. Charles Ave., Ste 4240, New Orleans, LA 70170; Vice President; compliance, accounting, project manager; employed since 12/2012; 0-.5 hours/day; 0-14 hours/month 4. Sisung Export Capital, LLC; import/export; not investment-related; 201 St. Charles Ave., Ste 4240, New Orleans, LA 70170; Vice President; accounting, project manager; employed since 9/2017; 0-.25 hours/day; 0-7 hours/month 5. KKRH Investments, LLC; holding company/venture capital; not investment-related; 201 St. Charles Ave., Ste 4240, New Orleans, LA 70170; Vice President; accounting, project manager; employed since 9/2017; 0-1 hour/day; 0-28 hours/month 6. Gateway Resources International; licensed building contractor; not investment-related; 201 St. Charles Ave., Ste 4240, New Orleans, LA 70170, Vice President/Licensed Contractor; licensed contractor, project management, accounting; employed since 7/2019; 0-.25 hours/day; 0-14 hours/month 7. Layers Baked Goods, LLC; 307 Jenny Lane, Mandeville, LA 70448; ownership 50/50 with spouse; non-investment related; investor; less than 1 hour per month;01/20/2023-Pres
CRS (Client Relationship Summary) - RIA
Click below to view John Arthur Chapman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 1, 2019 - Present
SISUNG INVESTMENT MANAGEMENT SERVICES LLC
Office #1: 3850 N. Causeway Blvd. Suite 1930, Metairie, LA 70002RIA
CRD#: 107318
METAIRIE, LA
Current
January 15, 2020 - Present
SISUNG SECURITIES CORPORATION
Office #1: 3850 N. Causeway Blvd. Ste. 1930, Metairie, LA 70002BD
CRD#: 25752
METAIRIE, LA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
SISUNG INVESTMENT MANAGEMENT SERVICES LLC
SIMS | SISUNG INVESTMENT MANAGEMENT SERVICES LLC
CRD#: 107318 / SEC#: 801-49929
RIA
Registered Investment Advisory firm - (8/18/1995 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Louisiana(1/1/2019)
RR
Louisiana(1/15/2020)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 12/13/2019
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SI
SISUNG INVESTMENT MANAGEMENT SERVICES LLC
SIMS | SISUNG INVESTMENT MANAGEMENT SERVICES LLC
CRD#: 107318 / SEC#: 801-49929
RIA
Registered Investment Advisory firm - (8/18/1995 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3850 N. Causeway Blvd. Suite 1930, Metairie, LA 70002
Mailing Address
Phone number
(504) 544-7700
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12 |
| AUM (Assets Under Management) | $ 1,953,375,257 |
Red Flags
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Company Information
SISUNG INVESTMENT MANAGEMENT SERVICES LLC
CRD#: 107318Metairie, LA 70002TRUST BUT VERIFY
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