Nicholas J. Hebert

CENTURY CITY, CA 90067

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CRD#: 6602799

Professional summary

Nicholas Joseph Hebert was a registered financial advisor .

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Nicholas had worked at 4 firms and has passed the Series 65, Series 63, Series 79TO, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 16, 2026 - Present

Office #1: 1801 Century Park East, Century City, CA 90067

CENTURY CITY, CA

Past

January 30, 2023 - February 16, 2024

HOULIHAN LOKEY CAPITAL, INC.

CRD#: 17708

LOS ANGELES, CA

Past

August 9, 2021 - December 22, 2022

RBC CAPITAL MARKETS, LLC

CRD#: 31194

NEW YORK, NY

Past

March 30, 2016 - April 30, 2020

GELBER SECURITIES, LLC

CRD#: 18367

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/16/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/22/2026

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/14/2021

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 8/9/2021

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/22/2016

General Securities Representative Examination

Current firm

No current employment

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Nicholas J. Hebert

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

HOULIHAN LOKEY CAPITAL, INC.

RBC CAPITAL MARKETS, LLC

GELBER SECURITIES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/22/2026

Series 63

Date: 8/14/2021

Series 79TO

Date: 8/9/2021

SIE

Date: 10/1/2018

Series 7

Date: 3/22/2016

Current firm

No current employment

Red Flags

Company Information

No current employment

TRUST BUT VERIFY

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