HY
Hsin Ping Yung
CETERA INVESTMENT ADVISERS LLC
ALHAMBRA, CA 91801
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CRD#: 6602605
HY
Professional summary
Hsin Ping Yung, who also goes by Eric Yung, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Alhambra, California and CETERA INVESTMENT SERVICES LLC located in South Pasadena, California.
Hsin Ping is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Hsin Ping has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Eric Yung
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ANDMINISTRATIVE BANK TASKS- PREPARING FINANCIAL PAPERWORK.
CRS (Client Relationship Summary) - RIA
Click below to view Hsin Ping Yung's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 24, 2016 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1881 W Main Sy, Alhambra, CA 91801RIA
CRD#: 105644
ALHAMBRA, CA
Current
February 1, 2016 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 1001 Fair Oaks Ave, South Pasadena, CA 91030Office #2: 1881 W Main St, Alhambra, CA 91801Office #3: 15821 Ventura Blvd, Encino, CA 91436Office #4: 900 N Broadway Suite 1000, Los Angeles, CA 90012Office #5: 4711 Spring Mountain Road, Las Vegas, NV 89102Office #6: 520 N Central Ave, Glendale, CA 91203Office #7: 2601 N Broadway, Los Angeles, CA 90031Office #8: 8168 E Garvey Ave, Rosemead, CA 91770Office #9: 2496 Glendale Blvd, Los Angeles, CA 90039Office #10: 9032 Bolsa Ave, Westminster, CA 92683Office #11: 22008 Avalon Blvd, Carson, CA 90745BD
CRD#: 15340
South Pasadena, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/22/2023)
RR
California(3/24/2016)
IAR
California(3/24/2016)
RR
Colorado(3/17/2022)
RR
Massachusetts(10/14/2022)
RR
Nevada(3/20/2017)
RR
New York(9/1/2022)
RR
Texas(6/14/2022)
IAR
Texas(6/16/2022)
RR
Washington(2/8/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
