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JR

Jeremy A. Robeck

OAKWOOD CAPITAL SECURITIES
Minneapolis, MN 55416
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CRD#: 6602555
JR
Jeremy Aaron RobeckOAKWOOD CAPITAL SECURITIES

Professional summary


Jeremy Aaron Robeck, who also goes by Jermey Aaron Robeck, is a registered financial professional currently at OAKWOOD CAPITAL SECURITIES, INC. located in Minneapolis, Minnesota.

Jeremy is registered as a RR (Registered Representative) and started their career in finance in 2016. Jeremy has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.

Aliases


Jermey Aaron Robeck

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Jeremy Aaron Robeck's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 4, 2026 - Present

OAKWOOD CAPITAL SECURITIES, INC.

Office #1: 5501 Excelsior Blvd, Minneapolis, MN 55416
BD
CRD#: 21000
Minneapolis, MN
Past

February 9, 2016 - August 3, 2026

THE LEADERS GROUP, INC.

BD
CRD#: 37157
SUMMIT, NJ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Minnesota
(8/4/2026)

Exams


State Security Law Exam
RR
Series 63
Date: 3/4/2016
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


OC
OAKWOOD CAPITAL SECURITIES, INC.
GARDNER FINANCIAL SERVICES, INC. | OAKWOOD CAPITAL SECURITIES, INC.

CRD#: 21000 / SEC#: , 8-38631

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information


Main Address
600 Highway 169 South Suite 1410, St. Louis Park, MN 55426
Mailing Address
600 Highway 169 South Suite 1410, St. Louis Park, MN 55426
Phone number
(952) 935-4601
Established
Minnesota since 05/11/1987
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (49 States and Territories)


Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
OAKWOOD CAPITAL SECURITIES, LLCOWNER
BASKETT, ERINFINOP, PFO, POO4538604
KING, BRANDON DOUGLASVICE PRESIDENT6371003
KING, DOUGLAS STEPHANPRESIDENT, CHIEF COMPLIANCE OFFICER1375683
KING, JASON THOMASVICE PRESIDENT6343030

Disclosures


Regulatory Event1
Bond1

Red Flags


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Company Information


OAKWOOD CAPITAL SECURITIES, INC.

CRD#: 21000Minneapolis, MN 55416

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