Michael W. Waters

HALCYON PROFESSIONAL ADVISORS

Cullman, AL 35055

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CRD#: 6602529

Professional summary

Michael Wayne Waters is a registered financial advisor currently at HALCYON PROFESSIONAL ADVISORS located in Cullman, Alabama.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Michael has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Michael W. Waters, CPA, LLC. Accountant and Managing Member. Spends a majority of his time engaged in this activity. Most hours spent during normal trading hours. Physicians Resource Network, Inc., a physician billing company. Shareholder and CFO. Spends approx. 5 hours per month during normal trading hours. Heritage Medical Complex, LLC, Member. Spends approx. 1 hour per month, none during normal trading hours. W & D Properties, LLC, Member. Spends approx. 1 hour per month, none during normal trading hours. Minister, Baldwin Church of Christ. Spends approx. 6 hours per week, none during normal trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Wayne Waters's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 31, 2018 - Present

HALCYON PROFESSIONAL ADVISORS

Office #1: 316 2nd Ave Sw, Ste 300, Cullman, AL 35055

RIA

CRD#: 282403

Cullman, AL

Past

May 5, 2016 - December 31, 2018

HALCYON PROFESSIONAL ADVISORS

RIA

CRD#: 282403

CULLMAN, AL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(12/31/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

HALCYON PROFESSIONAL ADVISORS

HALCYON PROFESSIONAL ADVISORS | HALCYON PROFESSIONAL ADVISORS, LLC

CRD#: 282403 / SEC#:

Alabama

Registered Investment Advisory firm - (12/31/2018 Approved)

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Contact information

Main Address

316 2nd Ave Sw, Ste 300, Cullman, AL 35055

Mailing Address

Phone number

(256) 734-7211

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael W. Waters

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Wayne Waters's CRS (Customer Relationship Summary).

Certified licenses

Experience

HALCYON PROFESSIONAL ADVISORS

HALCYON PROFESSIONAL ADVISORS

State Registrations and Notice Filings

Exams

Current Firm

HALCYON PROFESSIONAL ADVISORS

Contact information

Documents

Red Flags

Company Information

HALCYON PROFESSIONAL ADVISORS

TRUST BUT VERIFY

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