Jason S. Finley
Professional summary
Jason S Finley is a registered financial professional currently at STAX CAPITAL located in San Diego, California.
Jason is registered as a RR (Registered Representative) and started their career in finance in 2016. Jason has worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 22 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jason S Finley's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 10, 2019 - Present
STAX CAPITAL
Office #1: 10525 Vista Sorrento Parkway Suite 220, San Diego, CA 92121Office #2: 10525 Vista Sorrento Parkway Suite 220, San Diego, CA 92121May 17, 2019 - October 7, 2019
K CAPITAL LLC
September 16, 2016 - May 8, 2019
DFPG INVESTMENTS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/12/2019)
Exams
Series 99TO
Date: 8/22/2025
Operations Professional ExaminationFINRA
Current Firm
STAX CAPITAL
CRD#: 300607 / SEC#: , 8-70311
Contact information
FINRA licenses (24 States and Territories)
Red Flags
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