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MO

Michael A. Odero

FIRST COMMAND BROKERAGE SERVICES
Orlando, FL 32801
Some features on this profile are disabled
CRD#: 6601924
MO

Professional summary

Michael Ayoro Odero, who also goes by Michael Ayoro Odero, Mike Odero, is a registered financial professional currently at FIRST COMMAND BROKERAGE SERVICES, INC. located in Orlando, Florida.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2016. Michael has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Michael Ayoro Odero | Mike Odero

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Ayoro Odero's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 6, 2026 - Present

FIRST COMMAND BROKERAGE SERVICES, INC.

Office #1: 605 E. Robinson St. Suite 510, Orlando, FL 32801
BD
CRD#: 3641
Orlando, FL
Past

September 26, 2024 - July 7, 2025

ROBINHOOD FINANCIAL, LLC

BD
CRD#: 165998
Lake Mary, FL
Past

September 29, 2022 - June 26, 2024

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
Orlando, FL
Past

August 9, 2017 - November 14, 2017

OPTIONSXPRESS, INC.

BD
CRD#: 103849
Lone Tree, CO
Past

May 24, 2016 - January 11, 2019

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
Lone Tree, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 1/10/2026
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/21/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 3/22/2018
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 5/24/2016
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 9
Date: 3/20/2024
General Securities Sales Supervisor - Options Module Examination
SRO Registrations
RR
FINRA

Current Firm

FC
FIRST COMMAND BROKERAGE SERVICES, INC.
FIRST COMMAND ADVISORY SERVICES | UNITED SERVICES PLANNING ASSOCIATION, INC. | FIRST COMMAND INSURANCE SERVICES INC. | FIRST COMMAND FINANCIAL SERVICES, INC. | FIRST COMMAND FINANCIAL PLANNING, INC. | FIRST COMMAND BROKERAGE SERVICES, INC.

CRD#: 3641 / SEC#: , 8-7072

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
1 Firstcomm Plaza, Fort Worth, TX 76109
Mailing Address
P.o. Box 2387, Fort Worth, TX 76113
Phone number
(817) 731-8621
Established
Texas since 11/24/1958
Firm type
Corporation
Fiscal year end
September
Firm Size
Large
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

Direct owners and executive officers

NamePositionCRD#
FIRST COMMAND FINANCIAL SERVICES, INC.STOCKHOLDER/OWNER
CADDELL, TINA KATHERINEVICE PRESIDENT - PRINCIPAL OPERATIONS OFFICER3041675
CERBONE, HEIDI ELIZABETHVICE PRESIDENT AND TREASURER5734664
CHARTAN, ERICSENIOR VICE PRESIDENT, CHIEF LEGAL OFFICER4809520
GRIFFIN, CASEY JAMESSENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER3124214
HUBKA, MEEGHAN LYNNEVICE PRESIDENT, PRINCIPAL FINANCIAL OFFICER (FINOP)5859322
RICHTER, KELLEEN MARIEEXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER2098017
SMITH, FRANK DEANSENIOR VICE PRESIDENT - CHIEF INFORMATION SECURITY OFFICER & CHIEF TECHNOLOGY OFFICER6005160
STEFFE, MARK DUANEPRESIDENT/CEO2204689

Disclosures

Regulatory Event5
Arbitration3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FIRST COMMAND BROKERAGE SERVICES, INC.

CRD#: 3641Orlando, FL 32801

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