Jeffrey R. Prunier

J.R. PRUNIER CAPITAL MANAGEMENT LLC

Holden, MA 01520

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CRD#: 6601591

Professional summary

Jeffrey Robert Prunier, CFP®, who also goes by Jeffrey R Prunier, is a registered financial advisor currently at J.R. PRUNIER CAPITAL MANAGEMENT LLC located in Holden, Massachusetts.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Jeffrey has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeffrey R Prunier

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Board of Directors - Wachusett Area Chamber of Commerce (No Compensation) ; Laurel Lake Association Board of Directors (No Compensation) 2) Jeffrey Prunier - Speaker/Consultant; Location: Varies: Start Date: 10/01/2022; Hours per month outside trading hours: 5; Description: Speaking on RIA industry trends and differentiators.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Robert Prunier's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2022

Experience

Current

June 28, 2022 - Present

J.R. PRUNIER CAPITAL MANAGEMENT LLC

Office #1: 4 Boyden Rd., Holden, MA 01520

RIA

CRD#: 321026

Holden, MA

Past

June 7, 2016 - January 3, 2022

EDWARD JONES

RIA

CRD#: 250

WORCESTER, MA

Past

March 9, 2016 - January 3, 2022

EDWARD JONES

CRD#: 250

WORCESTER, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

J.R. PRUNIER CAPITAL MANAGEMENT LLC

J. R. PRUNIER CAPITAL MANAGEMENT | J.R. PRUNIER CAPITAL MANAGEMENT LLC

CRD#: 321026 / SEC#: 801-132427

RIA

Registered Investment Advisory firm - (4/17/2025 Approved)

Massachusetts

Registered Investment Advisory firm - (4/17/2025 Terminated)

Texas

Registered Investment Advisory firm - (4/17/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(6/28/2022)

IAR

Texas
(12/18/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/29/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/9/2016

General Securities Representative Examination

Current Firm

J.R. PRUNIER CAPITAL MANAGEMENT LLC

J. R. PRUNIER CAPITAL MANAGEMENT | J.R. PRUNIER CAPITAL MANAGEMENT LLC

CRD#: 321026 / SEC#: 801-132427

RIA

Registered Investment Advisory firm - (4/17/2025 Approved)

Massachusetts

Registered Investment Advisory firm - (4/17/2025 Terminated)

Texas

Registered Investment Advisory firm - (4/17/2025 Terminated)

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Contact information

Main Address

4 Boyden Rd., Holden, MA 01520

Mailing Address

Phone number

(508) 756-8080

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A- J.R. PRUNIER CAPITAL MANAGEMENT LLC (4/21/2025)

Regulatory assets under management

Total Number of Accounts	317
AUM (Assets Under Management)	$ 126,186,301

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeffrey R. Prunier

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Robert Prunier's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.R. PRUNIER CAPITAL MANAGEMENT LLC

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

J.R. PRUNIER CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/29/2016

SIE

Date: 10/1/2018

Series 7

Date: 3/9/2016

Current Firm

J.R. PRUNIER CAPITAL MANAGEMENT LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

J.R. PRUNIER CAPITAL MANAGEMENT LLC

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