MO
Michael H. O'connell
BMS CAPITAL ADVISORY
NEW YORK, NY 10017
Some features on this profile are disabled
CRD#: 6601475
MO
Professional summary
Michael Haynes O'connell is a registered financial professional currently at BMS CAPITAL ADVISORY, INC. located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2016. Michael has worked at 1 firm and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Michael Haynes O'connell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 23, 2016 - Present
BMS CAPITAL ADVISORY, INC.
Office #1: 757 Third Avenue, Suite 1600, New York, NY 10017BD
CRD#: 169092
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/10/2024)
RR
Alaska(3/19/2024)
RR
Arizona(3/5/2024)
RR
Arkansas(3/28/2024)
RR
California(9/5/2023)
RR
Colorado(2/22/2024)
RR
Connecticut(8/11/2023)
RR
Delaware(9/21/2023)
RR
District of Columbia(8/7/2024)
RR
Florida(6/10/2016)
RR
Georgia(3/13/2024)
RR
Hawaii(5/8/2024)
RR
Idaho(3/18/2024)
RR
Illinois(4/12/2024)
RR
Indiana(5/11/2023)
RR
Iowa(3/4/2024)
RR
Kansas(3/5/2024)
RR
Kentucky(3/15/2024)
RR
Louisiana(8/3/2023)
RR
Maine(5/30/2024)
RR
Maryland(3/20/2024)
RR
Massachusetts(8/3/2023)
RR
Michigan(5/2/2024)
RR
Minnesota(5/11/2016)
RR
Mississippi(3/11/2024)
RR
Missouri(6/25/2024)
RR
Montana(3/27/2024)
RR
Nebraska(2/28/2024)
RR
Nevada(3/8/2024)
RR
New Hampshire(6/18/2024)
RR
New Jersey(9/12/2023)
RR
New Mexico(4/2/2024)
RR
New York(5/4/2016)
RR
North Carolina(12/15/2023)
RR
North Dakota(3/22/2024)
RR
Ohio(3/4/2024)
RR
Oklahoma(1/29/2024)
RR
Oregon(3/11/2024)
RR
Pennsylvania(5/11/2016)
RR
Puerto Rico(3/26/2025)
RR
Rhode Island(3/13/2024)
RR
South Carolina(3/12/2024)
RR
South Dakota(3/4/2024)
RR
Tennessee(2/26/2024)
RR
Texas(8/3/2023)
RR
Utah(3/18/2024)
RR
Vermont(1/31/2024)
RR
Virginia(7/22/2023)
RR
Washington(3/1/2024)
RR
West Virginia(3/6/2024)
RR
Wisconsin(4/9/2024)
RR
Wyoming(5/6/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BC
BMS CAPITAL ADVISORY, INC.
BMS CAPITAL ADVISORY, INC. | BMS CAPITAL SOLUTIONS & ADVISORY
CRD#: 169092 / SEC#: , 8-69349
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
757 Third Avenue, Suite 1600, New York, NY 10017
Mailing Address
757 Third Avenue, Suite 1600, New York, NY 10017
Phone number
(469) 847-2134
Established
Delaware since 08/12/2013
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
