Mary Helen Therese Hottenroth
Professional Summary
Mary Helen Therese Hottenroth, who also goes by Mary Hottenroth, Tess Hottenroth, is a registered financial advisor currently at CULTIVATE CAPITAL GROUP, LLC located in Redington Shores, Florida. Mary is registered as a RR (Registered Representative) and started their career in finance in 2016. Mary has worked at 7 firms and has passed the Series 63, Series 82TO, SIE, Series 79, Series 28 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Mary Hottenroth, Tess Hottenroth
Similar Advisors
AIMCDONNAUGH & CO. INC.
UBS SECURITIES LLC
EAGLE STRATEGIES LLC
ALLSTATE FINANCIAL SERVICES, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
AIMCDONNAUGH & CO. INC.
UBS SECURITIES LLC
EAGLE STRATEGIES LLC
ALLSTATE FINANCIAL SERVICES, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
AIMCDONNAUGH & CO. INC.
UBS SECURITIES LLC
EAGLE STRATEGIES LLC
ALLSTATE FINANCIAL SERVICES, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
AIMCDONNAUGH & CO. INC.
UBS SECURITIES LLC
EAGLE STRATEGIES LLC
ALLSTATE FINANCIAL SERVICES, LLC
Years of Experience
10 years in the financial services industry
Current & Past Employments
Similar Advisors
AIMCDONNAUGH & CO. INC.
UBS SECURITIES LLC
EAGLE STRATEGIES LLC
ALLSTATE FINANCIAL SERVICES, LLC
Current Firm
BW NETWORK SECURITIES, LLC | CULTIVATE CAPITAL, LLC | CULTIVATE CAPITAL GROUP, LLC
Contact Information
Main Address
17940 Gulf Blvd 4a, Redington Shores, FL 33708Mailing Address
17940 Gulf Blvd 4a, Redington Shores, FL 33708Phone Number
(202) 909-8247Established
Delaware since 12/11/2018Firm Type
Limited Liability CompanyFiscal Year End
JuneFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
1Similar Advisors
AIMCDONNAUGH & CO. INC.
UBS SECURITIES LLC
EAGLE STRATEGIES LLC
ALLSTATE FINANCIAL SERVICES, LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
AIMCDONNAUGH & CO. INC.
UBS SECURITIES LLC
EAGLE STRATEGIES LLC
ALLSTATE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
(10/30/2022)
(10/30/2022)
(10/30/2022)
(10/30/2022)
(10/30/2022)
(10/30/2022)
(10/30/2022)
(10/30/2022)
(5/7/2026)
(10/30/2022)
(10/30/2022)
(10/30/2022)
(10/30/2022)
(10/30/2022)
(10/30/2022)
(10/30/2022)
(10/30/2022)
(10/30/2022)
(10/30/2022)
(10/30/2022)
(10/30/2022)
(10/30/2022)
(10/30/2022)
(10/30/2022)
(10/30/2022)
(10/30/2022)
(10/30/2022)
(10/30/2022)
(10/30/2022)
(10/30/2022)
(10/30/2022)
(10/30/2022)
(10/30/2022)
(10/30/2022)
(10/30/2022)
(10/31/2022)
(10/30/2022)
(10/30/2022)
(10/30/2022)
(10/30/2022)
(10/30/2022)
(10/30/2022)
(10/30/2022)
(10/30/2022)
(10/30/2022)
(10/30/2022)
(10/30/2022)
(10/30/2022)
(10/30/2022)
(10/30/2022)
(10/30/2022)
(10/30/2022)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 82TO — Limited Representative-Private Securities Offerings
Passed Sep 2021About the Series 82TO examSeries 79 — Investment Banking Registered Representative Examination
Passed Apr 2016About the Series 79 examSeries 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Sep 2024About the Series 28 examSRO Registrations
Similar Advisors
AIMCDONNAUGH & CO. INC.
UBS SECURITIES LLC
EAGLE STRATEGIES LLC
ALLSTATE FINANCIAL SERVICES, LLC
CRS (Client Relationship Summary) - BD
Click below to view Mary Helen Therese Hottenroth's CRS (Customer Relationship Summary).
Similar Advisors
AIMCDONNAUGH & CO. INC.
UBS SECURITIES LLC
EAGLE STRATEGIES LLC
ALLSTATE FINANCIAL SERVICES, LLC
