James Stuart Graham
Professional Summary
James Stuart Graham is a registered financial advisor currently at MARSHBERRY CAPITAL, LLC. located in Dana Point, California. James is registered as a RR (Registered Representative) and started their career in finance in 2016. James has worked at 1 firm and has passed the Series 63, SIE, Series 79 and Series 62 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
10 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
MARSHBERRY CAPITAL, INC. | MARSHBERRY CAPITAL, LLC.
Contact Information
Main Address
28601 Chagrin Boulevard Suite 400, Woodmere, OH 44122Mailing Address
28601 Chagrin Boulevard Suite 400, Woodmere, OH 44122Phone Number
(440) 354-3230Established
Ohio since 11/24/2021Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (45 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(8/31/2020)
(10/13/2016)
(8/5/2025)
(2/14/2019)
(1/9/2025)
(9/11/2019)
(8/7/2025)
(3/7/2025)
(4/15/2024)
(6/17/2026)
(10/12/2021)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed Aug 2016About the Series 79 examSeries 62 — Corporate Securities Limited Representative Examination
Passed May 2016SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view James Stuart Graham's CRS (Customer Relationship Summary).
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