James G. Morton

DOHENY ASSET MANAGEMENT, L.L.C.

Los Angeles, CA 90025

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CRD#: 6599016

Professional summary

James Gregory Morton, who also goes by James G Morton, is a registered financial advisor currently at DOHENY ASSET MANAGEMENT, L.L.C. located in Los Angeles, California.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. James has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James G Morton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I was a managing member at Maeya Capital, LLC. However this is being wound down.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Gregory Morton's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 13, 2023 - Present

DOHENY ASSET MANAGEMENT, L.L.C.

Office #1: 12400 Wilshire Blvd. Suite 1480, Los Angeles, CA 90025

RIA

CRD#: 106434

Los Angeles, CA

Past

March 2, 2021 - December 18, 2023

MAEYA CAPITAL, LLC

RIA

CRD#: 311036

Las Vegas, NV

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DOHENY ASSET MANAGEMENT, L.L.C.

DOHENY ASSET MANAGEMENT | DOHENY ASSET MANAGEMENT, L.L.C.

CRD#: 106434 / SEC#: 801-43726

RIA

Registered Investment Advisory firm - (4/9/1993 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/13/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/18/2020

Uniform Investment Adviser Law Examination

Current Firm

DOHENY ASSET MANAGEMENT, L.L.C.

DOHENY ASSET MANAGEMENT | DOHENY ASSET MANAGEMENT, L.L.C.

CRD#: 106434 / SEC#: 801-43726

RIA

Registered Investment Advisory firm - (4/9/1993 Approved)

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Contact information

Main Address

12400 Wilshire Blvd. Suite 1480, Los Angeles, CA 90025

Mailing Address

Phone number

(213) 802-7806

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DOHENY ASSET MANAGEMENT FORM 2 BROCHURE (2/11/2025)

Regulatory assets under management

Total Number of Accounts	79
AUM (Assets Under Management)	$ 164,156,572

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/04/2025	Cover Page	Report
11/15/2024	Cover Page	Report
01/08/2024	Cover Page	Report
12/22/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James G. Morton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Gregory Morton's CRS (Customer Relationship Summary).

Certified licenses

Experience

DOHENY ASSET MANAGEMENT, L.L.C.

MAEYA CAPITAL, LLC

Primary Firm SEC Registration

DOHENY ASSET MANAGEMENT, L.L.C.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/18/2020

Current Firm

DOHENY ASSET MANAGEMENT, L.L.C.

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

DOHENY ASSET MANAGEMENT, L.L.C.

TRUST BUT VERIFY

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