Benjamin J. Hadley

SKYBOUND WEALTH MANAGEMENT USA

New York, NY

Some features on this profile are disabled

CRD#: 6598901

Professional summary

Benjamin John Hadley is a registered financial advisor currently at SKYBOUND WEALTH MANAGEMENT USA, LLC located in New York, New York.

Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Benjamin has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin John Hadley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 28, 2024 - Present

SKYBOUND WEALTH MANAGEMENT USA, LLC

RIA

CRD#: 313358

New York, NY

Past

January 7, 2016 - December 31, 2024

BRITE ADVISORS USA, INC.

RIA

CRD#: 155775

New York, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SKYBOUND WEALTH MANAGEMENT USA, LLC

SKYBOUND WEALTH MANAGEMENT USA | SKYBOUND WEALTH MANAGEMENT USA, LLC

CRD#: 313358 / SEC#: 801-121157

RIA

Registered Investment Advisory firm - (5/6/2021 Approved)

Ohio

Registered Investment Advisory firm - (5/30/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/29/2024)

IAR

New York
(5/30/2024)

IAR

Texas
(5/28/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/14/2015

Uniform Investment Adviser Law Examination

Current Firm

SKYBOUND WEALTH MANAGEMENT USA, LLC

SKYBOUND WEALTH MANAGEMENT USA | SKYBOUND WEALTH MANAGEMENT USA, LLC

CRD#: 313358 / SEC#: 801-121157

RIA

Registered Investment Advisory firm - (5/6/2021 Approved)

Ohio

Registered Investment Advisory firm - (5/30/2023 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2700 Post Oak Boulevard 21st Floor, Houston, TX 77056

Mailing Address

Phone number

+1 (346) 845-0001

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - ANNUAL UPDATE 2023 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	310
AUM (Assets Under Management)	$ 160,577,958

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Benjamin J. Hadley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin John Hadley's CRS (Customer Relationship Summary).

Certified licenses

Experience

SKYBOUND WEALTH MANAGEMENT USA, LLC

BRITE ADVISORS USA, INC.

Primary Firm SEC Registration

SKYBOUND WEALTH MANAGEMENT USA, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/14/2015

Current Firm

SKYBOUND WEALTH MANAGEMENT USA, LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SKYBOUND WEALTH MANAGEMENT USA, LLC

TRUST BUT VERIFY

Similar Advisors