Brandon Smith

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CRD#: 6597920

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Brandon Smith, who also goes by Brandon Michael Smith, was a registered financial professional .

Brandon is a previously registered financial professional and started their career in finance in 2016. Brandon had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Brandon Michael Smith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 9, 2023 - November 3, 2025

WISE WEALTH, LLC

RIA

CRD#: 143421

LEE'S SUMMIT, MO

Past

September 24, 2020 - April 17, 2023

CREATIVE PLANNING

RIA

CRD#: 105348

OVERLAND PARK, KS

Past

June 23, 2020 - August 5, 2020

EMPOWER ADVISORY GROUP, LLC

RIA

CRD#: 112058

OVERLAND PARK, KS

Past

June 23, 2020 - August 5, 2020

EMPOWER FINANCIAL SERVICES, INC.

CRD#: 13109

OVERLAND PARK, KS

Past

December 19, 2019 - June 1, 2020

AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC.

RIA

CRD#: 290043

KANSAS CITY, MO

Past

January 25, 2016 - June 1, 2020

AMERICAN CENTURY INVESTMENT SERVICES INC.

CRD#: 17437

KANSAS CITY, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WISE WEALTH, LLC

HOURGLASS WEALTH, LLC | WISE WEALTH, LLC | INSIGHT WEALTH, LLC

CRD#: 143421 / SEC#: 801-113559

RIA

Registered Investment Advisory firm - (7/6/2018 Approved)

Kansas

Registered Investment Advisory firm - (10/10/2018 Terminated)

Missouri

Registered Investment Advisory firm - (10/10/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/19/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/1/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/17/2018

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/25/2016

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WISE WEALTH, LLC

HOURGLASS WEALTH, LLC | WISE WEALTH, LLC | INSIGHT WEALTH, LLC

CRD#: 143421 / SEC#: 801-113559

RIA

Registered Investment Advisory firm - (7/6/2018 Approved)

Kansas

Registered Investment Advisory firm - (10/10/2018 Terminated)

Missouri

Registered Investment Advisory firm - (10/10/2018 Terminated)

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Contact information

Main Address

11 Se 2nd St., Lee's Summit, MO 64063

Mailing Address

Phone number

(816) 246-9473

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WISE WEALTH BROCHURE (8/20/2025)

Regulatory assets under management

Total Number of Accounts	2,758
AUM (Assets Under Management)	$ 304,176,037

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brandon Smith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CREATIVE PLANNING

EMPOWER ADVISORY GROUP, LLC

EMPOWER FINANCIAL SERVICES, INC.

AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC.

AMERICAN CENTURY INVESTMENT SERVICES INC.

Primary Firm SEC Registration

WISE WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/19/2019

Series 63

Date: 2/1/2016

SIE

Date: 10/1/2018

Series 7

Date: 7/17/2018

Series 6

Date: 1/25/2016

Current Firm

WISE WEALTH, LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WISE WEALTH, LLC

TRUST BUT VERIFY

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