Lindsey M. Ciarrocca

PROVIDERS & FAMILIES WEALTH MANAGEMENT

Carlisle, PA

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CRD#: 6597887

Professional summary

Lindsey Marie Ciarrocca is a registered financial advisor currently at PROVIDERS & FAMILIES WEALTH MANAGEMENT located in Carlisle, Pennsylvania.

Lindsey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Lindsey has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) The Exuberant Elephant | Money Coach | 12/2020 - Present | non investment related | 10 hours per week 2) Insurance License | Currently not affiliated with any insurance companies but reserves the right to offer insurance by maintaining the Insurance License.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lindsey Marie Ciarrocca's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 7, 2022 - Present

PROVIDERS & FAMILIES WEALTH MANAGEMENT

RIA

CRD#: 318230

Carlisle, PA

Past

November 30, 2017 - January 20, 2021

HORNOR, TOWNSEND & KENT, LLC

RIA

CRD#: 4031

LANCASTER, PA

Past

August 22, 2017 - January 20, 2021

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

LANCASTER, PA

Past

May 27, 2016 - July 19, 2017

WADDELL & REED

RIA

CRD#: 866

CAMP HILL, PA

Past

May 6, 2016 - July 19, 2017

WADDELL & REED

CRD#: 866

CAMP HILL, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(3/7/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/27/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/6/2016

General Securities Representative Examination

Current Firm

PROVIDERS & FAMILIES WEALTH MANAGEMENT

P&F | PROVIDERS AND FAMILIES WEALTH MANAGEMENT LLC | PROVIDERS & FAMILIES WEALTH MANAGEMENT | PROVIDERS & FAMILIES | P&F WEALTH MANAGEMENT

CRD#: 318230 / SEC#:

Pennsylvania

Registered Investment Advisory firm - (3/7/2022 Approved)

Texas

Registered Investment Advisory firm - (5/11/2022 Conditional Restricted)

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Contact information

Main Address

Carlisle, PA

Mailing Address

Phone number

(717) 636-5142

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	59
AUM (Assets Under Management)	$ 6,457,014

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Lindsey M. Ciarrocca

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lindsey Marie Ciarrocca's CRS (Customer Relationship Summary).

Certified licenses

Experience

PROVIDERS & FAMILIES WEALTH MANAGEMENT

HORNOR, TOWNSEND & KENT, LLC

HORNOR, TOWNSEND & KENT, LLC

WADDELL & REED

WADDELL & REED

State Registrations and Notice Filings

Exams

Series 66

Date: 5/27/2016

SIE

Date: 10/1/2018

Series 7

Date: 5/6/2016

Current Firm

PROVIDERS & FAMILIES WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PROVIDERS & FAMILIES WEALTH MANAGEMENT

TRUST BUT VERIFY

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