Jacob G. Rand
Professional summary
Jacob Gerard Rand, who also goes by Jacob Rand, is a registered financial professional currently at ALPS DISTRIBUTORS, INC. located in Manhattan Beach, California.
Jacob is registered as a RR (Registered Representative) and started their career in finance in 2016. Jacob has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jacob Gerard Rand's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 10, 2023 - Present
ALPS DISTRIBUTORS, INC.
Office #1: 3300 Highland Avenue, Manhattan Beach, CA 90266October 25, 2018 - October 31, 2023
BARON CAPITAL, INC.
January 28, 2016 - June 12, 2018
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
ALPS DISTRIBUTORS, INC.
CRD#: 16853 / SEC#: , 8-34626
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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